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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHC icon
2876
Schwab International Small-Cap Equity ETF
SCHC
$5.63B
$16K ﹤0.01%
532
+168
+46% +$5.12K
WFRD icon
2877
Weatherford International
WFRD
$6.66B
$16K ﹤0.01%
+330
New +$13.6K
PRSU
2878
Pursuit Attractions and Hospitality Inc
PRSU
$1.25B
$16K ﹤0.01%
656
-59
-8% -$1.83K
ETRN
2879
DELISTED
Equitrans Midstream Corporation Common Stock
ETRN
$16K ﹤0.01%
2,538
-245
-9% -$1.9K
SUMO
2880
DELISTED
Sumo Logic, Inc. Common Stock
SUMO
$16K ﹤0.01%
+1,983
New +$15.1K
AMCR icon
2881
Amcor
AMCR
$21.8B
$15K ﹤0.01%
268
+155
+137% +$9.04K
BITO icon
2882
ProShares Bitcoin Strategy ETF
BITO
$1.44B
$15K ﹤0.01%
1,441
– –
BOND icon
2883
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.45B
$15K ﹤0.01%
+174
New +$15.7K
CBRL icon
2884
Cracker Barrel
CBRL
$1.25B
$15K ﹤0.01%
165
-39
-19% -$4.06K
CLOU icon
2885
Global X Cloud Computing ETF
CLOU
$271M
$15K ﹤0.01%
945
-1,135
-55% -$18.3K
CTOS icon
2886
Custom Truck One Source
CTOS
$2.42B
$15K ﹤0.01%
2,498
-236
-9% -$1.53K
EBF icon
2887
Ennis
EBF
$558M
$15K ﹤0.01%
686
-65
-9% -$1.44K
EHC icon
2888
Encompass Health
EHC
$12.5B
$15K ﹤0.01%
264
+10
+4% +$544
FXA icon
2889
Invesco CurrencyShares Australian Dollar Trust
FXA
$97.8M
$15K ﹤0.01%
231
– –
GDL
2890
GDL Fund
GDL
$91.9M
$15K ﹤0.01%
+2,030
New +$16K
HTZ icon
2891
Hertz
HTZ
$756M
$15K ﹤0.01%
1,002
– –
KMT icon
2892
Kennametal
KMT
$2.41B
$15K ﹤0.01%
663
+299
+82% +$7.41K
KOS icon
2893
Kosmos Energy
KOS
$1.49B
$15K ﹤0.01%
2,491
– –
MLKN icon
2894
MillerKnoll
MLKN
$1.64B
$15K ﹤0.01%
741
+6
+0.8% +$120
MTG icon
2895
MGIC Investment
MTG
$6.21B
$15K ﹤0.01%
1,155
– –
ADAM
2896
Adamas Trust
ADAM
$880M
$15K ﹤0.01%
1,499
-143
-9% -$1.52K
PRLD icon
2897
Prelude Therapeutics
PRLD
$385M
$15K ﹤0.01%
+2,512
New +$16.1K
RBA icon
2898
RB Global
RBA
$17.4B
$15K ﹤0.01%
276
-57
-17% -$3.32K
REI icon
2899
Ring Energy
REI
$354M
$15K ﹤0.01%
6,500
– –
REM icon
2900
iShares Mortgage Real Estate ETF
REM
$538M
$15K ﹤0.01%
698
-1,015
-59% -$23.7K
114 115
116
117 118

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.