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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCN
2876
DELISTED
Tricon Residential Inc.
TCN
$16K ﹤0.01%
1,935
– –
WWE
2877
DELISTED
World Wrestling Entertainment
WWE
$16K ﹤0.01%
236
-50
-17% -$3.41K
CFRX
2878
DELISTED
ContraFect Corporation
CFRX
$16K ﹤0.01%
1,250
– –
AXSM icon
2879
Axsome Therapeutics
AXSM
$11.5B
$15K ﹤0.01%
350
– –
BC icon
2880
Brunswick
BC
$5.27B
$15K ﹤0.01%
254
-95
-27% -$7.13K
BFAM icon
2881
Bright Horizons
BFAM
$3.84B
$15K ﹤0.01%
290
-584
-67% -$44.4K
BLNK icon
2882
Blink Charging
BLNK
$86.8M
$15K ﹤0.01%
885
– –
CTOS icon
2883
Custom Truck One Source
CTOS
$2.43B
$15K ﹤0.01%
2,734
-17,993
-87% -$112K
EBF icon
2884
Ennis
EBF
$563M
$15K ﹤0.01%
751
+553
+279% +$11.7K
FFC
2885
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$784M
$15K ﹤0.01%
1,057
-6,643
-86% -$113K
FIDU icon
2886
Fidelity MSCI Industrials Index ETF
FIDU
$2.39B
$15K ﹤0.01%
366
-806
-69% -$38.9K
IART icon
2887
Integra LifeSciences
IART
$1.35B
$15K ﹤0.01%
367
+123
+50% +$6.3K
INSG icon
2888
Inseego
INSG
$86.7M
$15K ﹤0.01%
730
-300
-29% -$7.25K
LSTR icon
2889
Landstar System
LSTR
$6.01B
$15K ﹤0.01%
106
-8
-7% -$1.19K
MYE icon
2890
Myers Industries
MYE
$1.22B
$15K ﹤0.01%
971
+641
+194% +$13.2K
NKX icon
2891
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$662M
$15K ﹤0.01%
+1,339
New +$17.8K
ADAM
2892
Adamas Trust
ADAM
$926M
$15K ﹤0.01%
1,642
+1,075
+190% +$12.2K
PRA
2893
DELISTED
ProAssurance
PRA
$15K ﹤0.01%
775
+488
+170% +$10.7K
PRM icon
2894
Perimeter Solutions
PRM
$5.62B
$15K ﹤0.01%
1,881
-6
-0.3% -$62
REG icon
2895
Regency Centers
REG
$13.9B
$15K ﹤0.01%
290
-109
-27% -$6.67K
REI icon
2896
Ring Energy
REI
$352M
$15K ﹤0.01%
6,500
– –
RGR icon
2897
Sturm, Ruger & Co
RGR
$595M
$15K ﹤0.01%
313
-41
-12% -$2.37K
RZV icon
2898
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$304M
$15K ﹤0.01%
200
-300
-60% -$25.8K
SBH icon
2899
Sally Beauty Holdings
SBH
$1.58B
$15K ﹤0.01%
1,218
+179
+17% +$2.48K
TAL icon
2900
TAL Education Group
TAL
$6.77B
$15K ﹤0.01%
3,195
-528
-14% -$2.62K
114 115
116
117 118

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.