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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXDR
2876
Nextdoor Holdings
NXDR
$986M
$10K ﹤0.01%
+1,000
New +$10.3K
KLIC icon
2877
Kulicke & Soffa
KLIC
$4.78B
$10K ﹤0.01%
181
-34
-16% -$2.12K
LDI icon
2878
loanDepot
LDI
$516M
$10K ﹤0.01%
+1,500
New +$14K
LOPP icon
2879
Gabelli Love Our Planet & People ETF
LOPP
$15.5M
$10K ﹤0.01%
393
– –
BGDE
2880
Big Digital Energy Inc
BGDE
$32M
$10K ﹤0.01%
+8
New +$9.36K
NOA
2881
North American Construction
NOA
$395M
$10K ﹤0.01%
700
– –
PGNY icon
2882
Progyny
PGNY
$2.2B
$10K ﹤0.01%
184
+81
+79% +$4.47K
PK icon
2883
Park Hotels & Resorts
PK
$2.97B
$10K ﹤0.01%
570
-320
-36% -$6.04K
PSMT icon
2884
Pricesmart
PSMT
$5.46B
$10K ﹤0.01%
132
+32
+32% +$2.71K
SCYX icon
2885
SCYNEXIS
SCYX
$52M
$10K ﹤0.01%
254
– –
NSLR
2886
Neostellar Capital Corp
NSLR
$254M
$10K ﹤0.01%
831
+39
+5% +$512
STKL
2887
DELISTED
SunOpta
STKL
$10K ﹤0.01%
+1,165
New +$11.8K
TW icon
2888
Tradeweb Markets
TW
$21.6B
$10K ﹤0.01%
125
+100
+400% +$8.63K
UTI icon
2889
Universal Technical Institute
UTI
$1.59B
$10K ﹤0.01%
1,500
– –
VRNT
2890
DELISTED
Verint Systems
VRNT
$10K ﹤0.01%
239
– –
WBS icon
2891
Webster Financial
WBS
$12.8B
$10K ﹤0.01%
191
-196
-51% -$9.75K
ZIM icon
2892
ZIM Integrated Shipping Services
ZIM
$3.24B
$10K ﹤0.01%
+200
New +$9.34K
UTRN
2893
DELISTED
Vesper US Large Cap Short-Term Reversal Strategy ETF
UTRN
$10K ﹤0.01%
300
– –
ME
2894
DELISTED
23andMe Holding Co
ME
$10K ﹤0.01%
58
-23
-28% -$4.09K
JPT
2895
DELISTED
Nuveen Preferred and Income Fund
JPT
$10K ﹤0.01%
427
+51
+14% +$1.28K
WWE
2896
DELISTED
World Wrestling Entertainment
WWE
$10K ﹤0.01%
189
-182
-49% -$9.48K
TTCF
2897
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$10K ﹤0.01%
552
+522
+1,740% +$10.3K
EVOP
2898
DELISTED
EVO Payments, Inc. Class A Common Stock
EVOP
$10K ﹤0.01%
439
-42
-9% -$1.12K
GACQU
2899
DELISTED
Global Consumer Acquisition Corp. Unit
GACQU
$10K ﹤0.01%
1,000
– –
OSTRW
2900
DELISTED
Oyster Enterprises Acquisition Corp. Warrant
OSTRW
$10K ﹤0.01%
+19,600
New +$12K
114 115
116
117 118

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.