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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TVTY
2876
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$0 ﹤0.01%
21
-72
-77% -$1.04K
ANAT
2877
DELISTED
American National Group, Inc. Common Stock
ANAT
– –
-1,000
Closed -$72K
MGP
2878
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
– –
-65
Closed -$2K
FOE
2879
DELISTED
Ferro Corporation
FOE
– –
-306
Closed -$4K
MCA
2880
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
– –
-5,758
Closed -$80K
VRS
2881
DELISTED
Verso Corporation
VRS
– –
-289
Closed -$3K
ACBI
2882
DELISTED
Atlantic Capital Bancshares, Inc. Common Stock
ACBI
– –
-116
Closed -$1K
GWB
2883
DELISTED
Great Western Bancorp, Inc.
GWB
– –
-290
Closed -$4K
BMTC
2884
DELISTED
Bryn Mawr Bank Corp
BMTC
$0 ﹤0.01%
35
– –
CXP
2885
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-74
Closed -$1K
ESXB
2886
DELISTED
Community Bankers Trust Corporation
ESXB
– –
-2,130
Closed -$12K
JTD
2887
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
– –
-3,000
Closed -$38K
LORL
2888
DELISTED
Loral Space and Communications, Inc.
LORL
– –
-86
Closed -$2K
XEC
2889
DELISTED
CIMAREX ENERGY CO
XEC
$0 ﹤0.01%
24
-1
-4% -$26
JAX
2890
DELISTED
J. Alexander's Holdings, Inc.
JAX
$0 ﹤0.01%
19
– –
DSSI
2891
DELISTED
Diamond S Shipping Inc. Common Shares
DSSI
– –
-130
Closed -$1K
MSGN
2892
DELISTED
MSG Networks Inc.
MSGN
– –
-530
Closed -$5K
BPFH
2893
DELISTED
Boston Private Financial Holdings, Inc.
BPFH
– –
-943
Closed -$6K
FSKR
2894
DELISTED
FS KKR Capital Corp. II
FSKR
$0 ﹤0.01%
+56
New +$801
CTB
2895
DELISTED
Cooper Tire & Rubber Co.
CTB
– –
-96
Closed -$3K
NEOS
2896
DELISTED
Neos Therapeutics, Inc
NEOS
$0 ﹤0.01%
578
– –
FIT
2897
DELISTED
Fitbit, Inc. Class A common stock
FIT
$0 ﹤0.01%
+100
New +$650
AIG.WS
2898
DELISTED
American International Group, Inc.
AIG.WS
$0 ﹤0.01%
17
+6
+55% +$4
BMCH
2899
DELISTED
BMC Stock Holdings, Inc
BMCH
– –
-120
Closed -$3K
MR
2900
DELISTED
Montage Resources Corporation Common Stock
MR
$0 ﹤0.01%
133
– –
114 115
116
117 118

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.