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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACH
2851
Accendra Health
ACH
$107M
$17K ﹤0.01%
901
-80
-8% -$1.56K
PK icon
2852
Park Hotels & Resorts
PK
$2.92B
$17K ﹤0.01%
1,522
– –
PKE icon
2853
Park Aerospace
PKE
$801M
$17K ﹤0.01%
1,288
+1,134
+736% +$13.7K
POWI icon
2854
Power Integrations
POWI
$3.46B
$17K ﹤0.01%
245
+162
+195% +$11.6K
QRMI icon
2855
Global X NASDAQ 100 Risk Managed Income ETF
QRMI
$14.5M
$17K ﹤0.01%
1,000
-2,857
-74% -$51.5K
RKLB icon
2856
Rocket Lab Corp
RKLB
$50B
$17K ﹤0.01%
4,526
+200
+5% +$873
RZV icon
2857
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$304M
$17K ﹤0.01%
200
– –
SANM icon
2858
Sanmina
SANM
$10.7B
$17K ﹤0.01%
298
-123
-29% -$7.28K
SPXX icon
2859
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$343M
$17K ﹤0.01%
1,100
– –
GOEV
2860
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$17K ﹤0.01%
31
-2
-6% -$1.23K
WWE
2861
DELISTED
World Wrestling Entertainment
WWE
$17K ﹤0.01%
249
+13
+6% +$982
ALT icon
2862
Altimmune
ALT
$593M
$16K ﹤0.01%
+1,000
New +$11.2K
CMCO icon
2863
Columbus McKinnon
CMCO
$557M
$16K ﹤0.01%
512
-48
-9% -$1.42K
CRUS icon
2864
Cirrus Logic
CRUS
$6.11B
$16K ﹤0.01%
218
-82
-27% -$5.9K
ELME
2865
Elme Communities
ELME
$144M
$16K ﹤0.01%
940
-76
-7% -$1.4K
ENS icon
2866
EnerSys
ENS
$6.79B
$16K ﹤0.01%
228
-47
-17% -$3.28K
EVER icon
2867
EverQuote
EVER
$900M
$16K ﹤0.01%
1,132
+1,000
+758% +$9.39K
HBM icon
2868
Hudbay
HBM
$12.4B
$16K ﹤0.01%
3,352
– –
JHX icon
2869
James Hardie Industries
JHX
$17.7B
$16K ﹤0.01%
907
-43
-5% -$862
NKX icon
2870
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$661M
$16K ﹤0.01%
1,339
– –
NVX
2871
NOVONIX
NVX
$112M
$16K ﹤0.01%
4,100
+2,100
+105% +$12.1K
PRM icon
2872
Perimeter Solutions
PRM
$5.65B
$16K ﹤0.01%
1,805
-76
-4% -$669
REYN icon
2873
Reynolds Consumer Products
REYN
$5.51B
$16K ﹤0.01%
567
+2
+0.4% +$60
ROL icon
2874
Rollins
ROL
$17.9B
$16K ﹤0.01%
455
-1,965
-81% -$76.3K
RXO icon
2875
RXO
RXO
$3.52B
$16K ﹤0.01%
+951
New +$16.9K
113 114
115
116 117

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NAMI
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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.