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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNRO icon
2851
Monro
MNRO
$398M
$5K ﹤0.01%
77
– –
MVIS icon
2852
Microvision
MVIS
$78.9M
$5K ﹤0.01%
20
+7
+54% +$1.32K
NEOG icon
2853
Neogen
NEOG
$2.5B
$5K ﹤0.01%
130
-66
-34% -$2.77K
NVST icon
2854
Envista
NVST
$4.52B
$5K ﹤0.01%
146
+93
+175% +$3.54K
NWG icon
2855
NatWest
NWG
$76.4B
$5K ﹤0.01%
1,000
-149
-13% -$770
ORI icon
2856
Old Republic International
ORI
$10.4B
$5K ﹤0.01%
268
-84
-24% -$1.68K
OTEX icon
2857
Open Text
OTEX
$6.04B
$5K ﹤0.01%
105
+50
+91% +$2.34K
SHG icon
2858
Shinhan Financial Group
SHG
$35.6B
$5K ﹤0.01%
+168
New +$5.09K
SPT icon
2859
Sprout Social
SPT
$621M
$5K ﹤0.01%
+98
New +$6.14K
STAA icon
2860
STAAR Surgical
STAA
$1.21B
$5K ﹤0.01%
56
-41
-42% -$4.11K
SWBI icon
2861
Smith & Wesson
SWBI
$637M
$5K ﹤0.01%
300
-500
-63% -$9.09K
SWX icon
2862
Southwest Gas
SWX
$6.67B
$5K ﹤0.01%
80
+67
+515% +$4.25K
SXC icon
2863
SunCoke Energy
SXC
$797M
$5K ﹤0.01%
734
+492
+203% +$3.04K
TRMK icon
2864
Trustmark
TRMK
$2.75B
$5K ﹤0.01%
+163
New +$5.09K
VC icon
2865
Visteon
VC
$2.78B
$5K ﹤0.01%
45
+40
+800% +$5.25K
WIP icon
2866
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$476M
$5K ﹤0.01%
+101
New +$5.79K
UCB
2867
United Community Banks
UCB
$4.28B
$5K ﹤0.01%
160
+6
+4% +$197
INVX
2868
Innovex International
INVX
$1.97B
$5K ﹤0.01%
+154
New +$5.28K
FIF
2869
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$5K ﹤0.01%
429
+305
+246% +$3.46K
IMGN
2870
DELISTED
Immunogen Inc
IMGN
$5K ﹤0.01%
631
+253
+67% +$2.07K
ARGO
2871
DELISTED
Argo Group International Holdings, Ltd.
ARGO
$5K ﹤0.01%
101
+83
+461% +$3.88K
AJRD
2872
DELISTED
Aerojet Rocketdyne Holdings
AJRD
$5K ﹤0.01%
120
– –
CAJ
2873
DELISTED
Canon, Inc.
CAJ
$5K ﹤0.01%
267
-33
-11% -$717
SMM
2874
DELISTED
Salient Midstream & MLP Fund
SMM
$5K ﹤0.01%
+1,000
New +$4.92K
RTLR
2875
DELISTED
Rattler Midstream LP Common Units
RTLR
$5K ﹤0.01%
+534
New +$5.56K
113 114
115
116 117

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.