We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVTA
2851
DELISTED
Avantax, Inc. Common Stock
AVTA
$0 ﹤0.01%
25
-46
-65% -$509
ARGO
2852
DELISTED
Argo Group International Holdings, Ltd.
ARGO
– –
-22
Closed -$1K
SCPL
2853
DELISTED
SciPlay Corporation Class A Common Stock
SCPL
– –
-97
Closed -$1K
CIR
2854
DELISTED
CIRCOR International, Inc
CIR
– –
-50
Closed -$1K
SYNH
2855
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$0 ﹤0.01%
18
-28
-61% -$1.67K
FRG
2856
DELISTED
Franchise Group, Inc.
FRG
– –
-6,000
Closed -$131K
ARNC
2857
DELISTED
Arconic Corporation
ARNC
$0 ﹤0.01%
17
-73
-81% -$1.4K
PDCE
2858
DELISTED
PDC Energy, Inc.
PDCE
– –
-19
Closed –
NMTR
2859
DELISTED
9 Meters Biopharma
NMTR
$0 ﹤0.01%
+5
New +$61
PSMG
2860
DELISTED
Invesco Growth Multi-Asset Allocation ETF
PSMG
$0 ﹤0.01%
+1
New +$14
FIHD
2861
DELISTED
UBS AG FI Enhanced Global High Yield ETN
FIHD
– –
-185
Closed -$26K
KBAL
2862
DELISTED
Kimball International
KBAL
– –
-96
Closed -$1K
MNTV
2863
DELISTED
Momentive Global Inc. Common Stock
MNTV
$0 ﹤0.01%
+24
New +$557
ALR
2864
DELISTED
AlerisLife Inc
ALR
$0 ﹤0.01%
36
– –
FCRD
2865
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
– –
-800
Closed -$3K
CVET
2866
DELISTED
Covetrus, Inc. Common Stock
CVET
$0 ﹤0.01%
15
-181
-92% -$3.9K
CHNG
2867
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$0 ﹤0.01%
66
+37
+128% +$470
ZEAL
2868
DELISTED
Zealand Pharma A/S American Depositary Shares
ZEAL
– –
-4,994
Closed -$175K
GCP
2869
DELISTED
GCP Applied Technologies Inc.
GCP
– –
-96
Closed -$2K
PTR
2870
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
– –
-60
Closed -$2K
EPZM
2871
DELISTED
Epizyme, Inc
EPZM
– –
-12,344
Closed -$198K
WBT
2872
DELISTED
Welbilt, Inc.
WBT
$0 ﹤0.01%
61
– –
SAFM
2873
DELISTED
Sanderson Farms Inc
SAFM
$0 ﹤0.01%
3
-118
-98% -$13.8K
PSB
2874
DELISTED
PS Business Parks, Inc.
PSB
$0 ﹤0.01%
3
-6
-67% -$774
COHR
2875
DELISTED
Coherent Inc
COHR
$0 ﹤0.01%
7
– –
113 114
115
116 117

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.