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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACIW icon
2826
ACI Worldwide
ACIW
$5.34B
$18K ﹤0.01%
812
-17
-2% -$366
AWI icon
2827
Armstrong World Industries
AWI
$7.75B
$18K ﹤0.01%
262
-76
-22% -$5.74K
BEEM icon
2828
Beam Global
BEEM
$25.3M
$18K ﹤0.01%
1,038
-85
-8% -$1.27K
CIM
2829
Chimera Investment
CIM
$980M
$18K ﹤0.01%
1,115
– –
CRNX icon
2830
Crinetics Pharmaceuticals
CRNX
$8.93B
$18K ﹤0.01%
1,000
– –
ESNT icon
2831
Essent Group
ESNT
$6.23B
$18K ﹤0.01%
482
+218
+83% +$8.29K
FHI icon
2832
Federated Hermes
FHI
$4.71B
$18K ﹤0.01%
500
– –
FSM icon
2833
Fortuna Silver Mines
FSM
$3.18B
$18K ﹤0.01%
5,000
– –
GPI icon
2834
Group 1 Automotive
GPI
$3.16B
$18K ﹤0.01%
104
– –
NMI icon
2835
Nuveen Municipal Income
NMI
$130M
$18K ﹤0.01%
2,000
– –
PTMC icon
2836
Pacer Trendpilot US Mid Cap ETF
PTMC
$403M
$18K ﹤0.01%
588
– –
PZZA icon
2837
Papa John's
PZZA
$785M
$18K ﹤0.01%
241
-73
-23% -$5.74K
RXRX icon
2838
Recursion Pharmaceuticals
RXRX
$1.76B
$18K ﹤0.01%
2,378
-4,941
-68% -$48.5K
HTO
2839
H2O America
HTO
$2.56B
$18K ﹤0.01%
232
– –
VHC icon
2840
VirnetX Holding Corp
VHC
$60.1M
$18K ﹤0.01%
698
– –
VREX icon
2841
Varex Imaging
VREX
$778M
$18K ﹤0.01%
922
-86
-9% -$1.8K
FEN
2842
DELISTED
First Trust Energy Income and Growth Fund
FEN
$18K ﹤0.01%
1,292
+3
+0.2% +$44
PARAP
2843
DELISTED
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
$18K ﹤0.01%
758
– –
ACNB icon
2844
ACNB Corp
ACNB
$646M
$17K ﹤0.01%
+436
New +$15.9K
BAC.PRL icon
2845
Bank of America Series L
BAC.PRL
$4B
$17K ﹤0.01%
15
– –
BANR icon
2846
Banner Corp
BANR
$2.43B
$17K ﹤0.01%
269
+122
+83% +$8.19K
ETWO
2847
DELISTED
E2open Parent Holdings
ETWO
$17K ﹤0.01%
+3,000
New +$17.2K
GBX icon
2848
The Greenbrier Companies
GBX
$1.43B
$17K ﹤0.01%
519
– –
LANV.WS
2849
DELISTED
Lanvin Group Holdings Warrants
LANV.WS
$17K ﹤0.01%
+59,400
New +$15.6K
NBHC icon
2850
National Bank Holdings
NBHC
$1.91B
$17K ﹤0.01%
412
+298
+261% +$12.9K
112 113
114
115 116

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.