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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRON
2826
Cronos Group
CRON
$1.14B
$13K ﹤0.01%
3,562
+2,250
+171% +$11.2K
CSGS
2827
DELISTED
CSG Systems International
CSGS
$13K ﹤0.01%
230
-357
-61% -$18.9K
DORM icon
2828
Dorman Products
DORM
$4.18B
$13K ﹤0.01%
122
– –
ESE icon
2829
ESCO Technologies
ESE
$7.92B
$13K ﹤0.01%
150
+86
+134% +$7.43K
GME icon
2830
GameStop
GME
$8.6B
$13K ﹤0.01%
360
– –
HMC icon
2831
Honda
HMC
$41.3B
$13K ﹤0.01%
490
+61
+14% +$1.77K
JXI icon
2832
iShares Global Utilities ETF
JXI
$307M
$13K ﹤0.01%
205
– –
KOF icon
2833
Coca-Cola Femsa
KOF
$23.2B
$13K ﹤0.01%
246
+31
+14% +$1.65K
KPLT icon
2834
Katapult Holdings
KPLT
$33.2M
$13K ﹤0.01%
160
-80
-33% -$8.38K
MBUU icon
2835
Malibu Boats
MBUU
$567M
$13K ﹤0.01%
+199
New +$14K
MTRN icon
2836
Materion
MTRN
$6.04B
$13K ﹤0.01%
142
-42
-23% -$3.5K
MUST icon
2837
Columbia Multi-Sector Municipal Income ETF
MUST
$597M
$13K ﹤0.01%
+600
New +$13.5K
NCZ
2838
Virtus Convertible & Income Fund II
NCZ
$301M
$13K ﹤0.01%
641
+14
+2% +$293
TAL icon
2839
TAL Education Group
TAL
$6.87B
$13K ﹤0.01%
3,357
-819
-20% -$3.7K
TMDX icon
2840
Transmedics
TMDX
$2.91B
$13K ﹤0.01%
724
+291
+67% +$7.29K
TYG
2841
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$13K ﹤0.01%
+500
New +$14.4K
VLY icon
2842
Valley National Bancorp
VLY
$8.04B
$13K ﹤0.01%
956
+924
+2,888% +$12.8K
VSH icon
2843
Vishay Intertechnology
VSH
$5.43B
$13K ﹤0.01%
621
-167
-21% -$3.43K
WBX
2844
Wallbox
WBX
$81.5M
$13K ﹤0.01%
+41
New +$11.3K
WMS icon
2845
Advanced Drainage Systems
WMS
$10.9B
$13K ﹤0.01%
102
+67
+191% +$8.24K
MDRX
2846
DELISTED
Veradigm Inc. Common Stock
MDRX
$13K ﹤0.01%
719
– –
EDUT
2847
DELISTED
Global X Education ETF
EDUT
$13K ﹤0.01%
516
+56
+12% +$1.7K
LTCH
2848
DELISTED
Latch, Inc. Common Stock
LTCH
$13K ﹤0.01%
+1,800
New +$15.9K
DBD
2849
DELISTED
Diebold Nixdorf Incorporated
DBD
$13K ﹤0.01%
1,500
– –
CHRA
2850
DELISTED
Charah Solutions, Inc Common Stock
CHRA
$13K ﹤0.01%
282
– –
112 113
114
115 116

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.