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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VSTO
2826
DELISTED
Vista Outdoor Inc.
VSTO
$6K ﹤0.01%
200
– –
NBO
2827
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
$6K ﹤0.01%
555
– –
CIT
2828
DELISTED
CIT Group Inc.
CIT
$6K ﹤0.01%
119
-41
-26% -$1.84K
ABM icon
2829
ABM Industries
ABM
$2.84B
$5K ﹤0.01%
+112
New +$4.91K
ALEX
2830
DELISTED
Alexander & Baldwin
ALEX
$5K ﹤0.01%
335
-204
-38% -$3.49K
AMH icon
2831
American Homes 4 Rent
AMH
$12.5B
$5K ﹤0.01%
175
+41
+31% +$1.28K
BIOX icon
2832
Bioceres Crop Solutions
BIOX
$22M
$5K ﹤0.01%
+500
New +$4.2K
BNS icon
2833
Scotiabank
BNS
$108B
$5K ﹤0.01%
81
-286
-78% -$16.6K
CCIF
2834
Carlyle Credit Income Fund
CCIF
$60.2M
$5K ﹤0.01%
534
-650
-55% -$6.63K
CII icon
2835
BlackRock Enhanced Captial and Income Fund
CII
$1.02B
$5K ﹤0.01%
300
– –
CMCM
2836
Cheetah Mobile
CMCM
$96.5M
$5K ﹤0.01%
485
– –
CWST icon
2837
Casella Waste Systems
CWST
$5.69B
$5K ﹤0.01%
82
+17
+26% +$1.03K
CYH icon
2838
Community Health Systems
CYH
$423M
$5K ﹤0.01%
396
– –
DBI icon
2839
Designer Brands
DBI
$333M
$5K ﹤0.01%
334
-523
-61% -$6.57K
EELV icon
2840
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$428M
$5K ﹤0.01%
214
– –
EFSC icon
2841
Enterprise Financial Services Corp
EFSC
$2.39B
$5K ﹤0.01%
+108
New +$4.55K
GSHD icon
2842
Goosehead Insurance
GSHD
$2.32B
$5K ﹤0.01%
+48
New +$6.5K
HUMA icon
2843
Humacyte
HUMA
$194M
$5K ﹤0.01%
+500
New +$5.46K
IBOC icon
2844
International Bancshares
IBOC
$4.57B
$5K ﹤0.01%
120
– –
IGOV icon
2845
iShares International Treasury Bond ETF
IGOV
$1.54B
$5K ﹤0.01%
97
– –
IX icon
2846
ORIX
IX
$43.5B
$5K ﹤0.01%
345
-150
-30% -$2.56K
LKFN icon
2847
Lakeland Financial Corp
LKFN
$1.53B
$5K ﹤0.01%
77
+27
+54% +$1.77K
MDU icon
2848
MDU Resources
MDU
$4.32B
$5K ﹤0.01%
497
-92
-16% -$1K
MEC icon
2849
Mayville Engineering Co
MEC
$617M
$5K ﹤0.01%
+372
New +$5.48K
MIR icon
2850
Mirion Technologies
MIR
$3.91B
$5K ﹤0.01%
+500
New +$5.87K
112 113
114
115 116

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.