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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAN
2801
DELISTED
The Aaron's Company Inc
AAN
$20K ﹤0.01%
1,721
-368
-18% -$3.94K
DOOR
2802
DELISTED
MASONITE INTERNATIONAL CORP
DOOR
$20K ﹤0.01%
250
+7
+3% +$517
AMRC icon
2803
Ameresco
AMRC
$1.34B
$19K ﹤0.01%
347
+317
+1,057% +$19.3K
AQN icon
2804
Algonquin Power & Utilities
AQN
$4.36B
$19K ﹤0.01%
2,922
-17,668
-86% -$158K
BCC icon
2805
Boise Cascade
BCC
$2.96B
$19K ﹤0.01%
285
+238
+506% +$16.2K
BHV icon
2806
BlackRock Virginia Muni Bond Trust
BHV
$20.3M
$19K ﹤0.01%
1,690
+1,182
+233% +$13.4K
BTAI icon
2807
BioXcel Therapeutics
BTAI
$28.7M
$19K ﹤0.01%
56
– –
CENT icon
2808
Central Garden & Pet Co
CENT
$2.75B
$19K ﹤0.01%
639
-55
-8% -$1.74K
DAN icon
2809
Dana Inc
DAN
$3.21B
$19K ﹤0.01%
1,290
+32
+3% +$496
ECVT icon
2810
Ecovyst
ECVT
$1.1B
$19K ﹤0.01%
2,153
-203
-9% -$1.87K
EYE icon
2811
National Vision
EYE
$1.8B
$19K ﹤0.01%
498
-4,539
-90% -$170K
FJP icon
2812
First Trust Japan AlphaDEX Fund
FJP
$259M
$19K ﹤0.01%
451
+2
+0.4% +$81
IXP icon
2813
iShares Global Comm Services ETF
IXP
$571M
$19K ﹤0.01%
357
+4
+1% +$216
KRG icon
2814
Kite Realty
KRG
$5.29B
$19K ﹤0.01%
941
– –
MYE icon
2815
Myers Industries
MYE
$1.25B
$19K ﹤0.01%
888
-83
-9% -$1.72K
NGVT icon
2816
Ingevity
NGVT
$2.65B
$19K ﹤0.01%
283
– –
NSIT icon
2817
Insight Enterprises
NSIT
$4.54B
$19K ﹤0.01%
204
+56
+38% +$5.35K
RSPH icon
2818
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$794M
$19K ﹤0.01%
670
– –
SITE icon
2819
SiteOne Landscape Supply
SITE
$4.34B
$19K ﹤0.01%
171
-348
-67% -$40.5K
SWX icon
2820
Southwest Gas
SWX
$6.56B
$19K ﹤0.01%
318
+7
+2% +$476
TRAK icon
2821
ReposiTrak
TRAK
$153M
$19K ﹤0.01%
4,000
– –
UHAL icon
2822
U-Haul Holding Co
UHAL
$14.4B
$19K ﹤0.01%
324
-2,916
-90% -$168K
RCM
2823
DELISTED
R1 RCM Inc. Common Stock
RCM
$19K ﹤0.01%
1,804
+872
+94% +$11.1K
SHPW
2824
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$19K ﹤0.01%
4,573
– –
DCFC
2825
DELISTED
Tritium DCFC Limited Ordinary Shares
DCFC
$19K ﹤0.01%
58
+45
+346% +$16.6K
111 112
113
114 115

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.