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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TNDM icon
2801
Tandem Diabetes Care
TNDM
$1.56B
$12K ﹤0.01%
102
+2
+2% +$220
UDN icon
2802
Invesco DB US Dollar Index Bearish Fund
UDN
$109M
$12K ﹤0.01%
601
– –
VECO icon
2803
Veeco
VECO
$3.23B
$12K ﹤0.01%
550
– –
VRRM icon
2804
Verra Mobility
VRRM
$744M
$12K ﹤0.01%
819
-600
-42% -$9.16K
WCC
2805
WESCO International
WCC
$17.7B
$12K ﹤0.01%
108
+28
+35% +$3.09K
WTFC icon
2806
Wintrust Financial
WTFC
$10.7B
$12K ﹤0.01%
154
-1,116
-88% -$82.4K
YOU icon
2807
Clear Secure
YOU
$5.28B
$12K ﹤0.01%
+300
New +$14K
GXDW
2808
Global X Funds Global X Dorsey Wright Thematic ETF
GXDW
$6.33M
$12K ﹤0.01%
+251
New +$12.9K
TRPA
2809
Hartford AAA CLO ETF
TRPA
$111M
$12K ﹤0.01%
303
+1
+0.3% +$41
PDCO
2810
DELISTED
Patterson Companies, Inc.
PDCO
$12K ﹤0.01%
414
-245
-37% -$7.44K
QQQN
2811
DELISTED
VictoryShares Nasdaq Next 50 ETF
QQQN
$12K ﹤0.01%
396
+1
+0.3% +$34
TRVN
2812
DELISTED
Trevena, Inc.
TRVN
$12K ﹤0.01%
16
– –
RMGCW
2813
DELISTED
RMG Acquisition Corp. III Warrant
RMGCW
$12K ﹤0.01%
+13,240
New +$14.4K
SQZ
2814
DELISTED
SQZ Biotechnologies Company
SQZ
$12K ﹤0.01%
890
+500
+128% +$6.78K
TTM
2815
DELISTED
Tata Motors Limited
TTM
$12K ﹤0.01%
+562
New +$11.4K
CHRA
2816
DELISTED
Charah Solutions, Inc Common Stock
CHRA
$12K ﹤0.01%
282
+1
+0.4% +$47
APG icon
2817
APi Group
APG
$18B
$11K ﹤0.01%
+876
New +$12.7K
AVA icon
2818
Avista
AVA
$3.24B
$11K ﹤0.01%
304
– –
AXSM icon
2819
Axsome Therapeutics
AXSM
$10.9B
$11K ﹤0.01%
350
– –
BANC icon
2820
Banc of California
BANC
$2.97B
$11K ﹤0.01%
628
+2
+0.3% +$35
BCO icon
2821
Brink's
BCO
$4.62B
$11K ﹤0.01%
185
-15
-8% -$1.13K
BDN
2822
Brandywine Realty Trust
BDN
$554M
$11K ﹤0.01%
866
+142
+20% +$1.95K
BLKB icon
2823
Blackbaud
BLKB
$2.08B
$11K ﹤0.01%
160
– –
CAF
2824
Morgan Stanley China A Share Fund
CAF
$327M
$11K ﹤0.01%
552
-3,323
-86% -$70.9K
CTMX icon
2825
CytomX Therapeutics
CTMX
$754M
$11K ﹤0.01%
2,349
– –
111 112
113
114 115

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.