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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLDR
2801
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
$1K ﹤0.01%
+60
New +$1.02K
SAFM
2802
DELISTED
Sanderson Farms Inc
SAFM
$1K ﹤0.01%
9
+6
+200% +$791
NTUS
2803
DELISTED
Natus Medical Inc
NTUS
$1K ﹤0.01%
+85
New +$1.67K
PSB
2804
DELISTED
PS Business Parks, Inc.
PSB
$1K ﹤0.01%
12
+9
+300% +$1.16K
SC
2805
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
$1K ﹤0.01%
+67
New +$1.45K
CSOD
2806
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$1K ﹤0.01%
41
-186
-82% -$7.7K
MSGN
2807
DELISTED
MSG Networks Inc.
MSGN
$1K ﹤0.01%
+89
New +$995
GNRSW
2808
DELISTED
Greenrose Acquisition Corp. Warrant
GNRSW
$1K ﹤0.01%
+1,500
New +$726
FFG
2809
DELISTED
FBL Financial Group
FFG
$1K ﹤0.01%
+32
New +$1.64K
AEGN
2810
DELISTED
Aegion Corp
AEGN
$1K ﹤0.01%
+56
New +$938
PRSP
2811
DELISTED
Perspecta Inc. Common Stock
PRSP
$1K ﹤0.01%
93
+23
+33% +$494
LN
2812
DELISTED
LINE Corporation
LN
$1K ﹤0.01%
38
-22
-37% -$1.13K
CCMP
2813
DELISTED
CMC Materials, Inc. Common Stock
CCMP
$1K ﹤0.01%
7
-4
-36% -$599
FBC
2814
DELISTED
Flagstar Bancorp, Inc. New
FBC
$1K ﹤0.01%
+43
New +$1.48K
CELP
2815
DELISTED
Cypress Environmental Partners, L.P.
CELP
$1K ﹤0.01%
+625
New +$1.41K
OZON
2816
DELISTED
Ozon Holdings PLC American Depositary Shares, each ADS representing one ordinary share
OZON
$1K ﹤0.01%
+34
New +$1.48K
STMP
2817
DELISTED
Stamps.com, Inc.
STMP
$1K ﹤0.01%
7
+5
+250% +$1.1K
VG
2818
DELISTED
Vonage Holdings Corporation
VG
$1K ﹤0.01%
+92
New +$1.12K
AZPN
2819
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$1K ﹤0.01%
11
– –
ABCB icon
2820
Ameris Bancorp
ABCB
$5.89B
– –
-25
Closed –
ABEO icon
2821
Abeona Therapeutics
ABEO
$413M
– –
-160
Closed -$4K
ABEV icon
2822
Ambev
ABEV
$46.4B
$0 ﹤0.01%
250
– –
ABR icon
2823
Arbor Realty Trust
ABR
$998M
– –
-4,400
Closed -$50K
ADT icon
2824
ADT
ADT
$5.58B
– –
-5,000
Closed -$40K
AEG icon
2825
Aegon
AEG
$14.1B
– –
-1,153
Closed -$2K
111 112
113
114 115

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.