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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUZ icon
2776
Suzano
SUZ
$10B
$21K ﹤0.01%
2,378
+1,456
+158% +$14.3K
VYX icon
2777
NCR Voyix
VYX
$1.09B
$21K ﹤0.01%
1,518
-35
-2% -$466
GTM
2778
ZoomInfo Technologies
GTM
$1.23B
$21K ﹤0.01%
760
+407
+115% +$14.1K
JBTM
2779
JBT Marel
JBTM
$6.35B
$21K ﹤0.01%
237
-187
-44% -$17.1K
PDCO
2780
DELISTED
Patterson Companies, Inc.
PDCO
$21K ﹤0.01%
782
-338
-30% -$9.33K
SHCR
2781
DELISTED
Sharecare, Inc. Class A Common Stock
SHCR
$21K ﹤0.01%
13,682
-6,800
-33% -$12.6K
JRO
2782
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$21K ﹤0.01%
2,724
+1,154
+74% +$9.3K
BFLY icon
2783
Butterfly Network
BFLY
$2.58B
$20K ﹤0.01%
8,500
+8,000
+1,600% +$28.7K
CAE icon
2784
CAE Inc. Common Shares
CAE
$8.64B
$20K ﹤0.01%
1,054
-158
-13% -$3.04K
CDP icon
2785
COPT Defense Properties
CDP
$4.14B
$20K ﹤0.01%
786
-33
-4% -$848
VISN
2786
Vistance Networks Inc
VISN
$2.63B
$20K ﹤0.01%
2,850
+1,365
+92% +$13.2K
CPRI icon
2787
Capri Holdings
CPRI
$1.75B
$20K ﹤0.01%
368
+195
+113% +$9.85K
CUT icon
2788
Invesco MSCI Global Timber ETF
CUT
$33.6M
$20K ﹤0.01%
678
– –
DIAL icon
2789
Columbia Diversified Fixed Income Allocation ETF
DIAL
$387M
$20K ﹤0.01%
1,200
– –
EXI icon
2790
iShares Global Industrials ETF
EXI
$1.47B
$20K ﹤0.01%
193
-2
-1% -$206
MUSA icon
2791
Murphy USA
MUSA
$10.2B
$20K ﹤0.01%
72
– –
NBH
2792
Neuberger Municipal Fund Inc
NBH
$302M
$20K ﹤0.01%
1,959
-2,088
-52% -$21.8K
OTEX icon
2793
Open Text
OTEX
$5.99B
$20K ﹤0.01%
704
-255
-27% -$7.23K
QQQE icon
2794
Direxion NASDAQ-100 Equal Weighted Index ETF
QQQE
$1.42B
$20K ﹤0.01%
328
-335
-51% -$21.5K
RBBN icon
2795
Ribbon Communications
RBBN
$367M
$20K ﹤0.01%
7,325
+1,335
+22% +$3.46K
SCL icon
2796
Stepan Co
SCL
$1.47B
$20K ﹤0.01%
191
+10
+6% +$1.05K
FIRY
2797
Firy Inc
FIRY
$164M
$20K ﹤0.01%
2,050
+1,155
+129% +$21.2K
SOR
2798
Source Capital
SOR
$383M
$20K ﹤0.01%
525
– –
WBX
2799
Wallbox
WBX
$79.6M
$20K ﹤0.01%
291
+125
+75% +$14.2K
ORAN
2800
DELISTED
Orange
ORAN
$20K ﹤0.01%
2,219
-165
-7% -$1.59K
110 111
112
113 114

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.