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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGIO
2776
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$13K ﹤0.01%
2,500
– –
AIQ icon
2777
Global X Artificial Intelligence & Technology ETF
AIQ
$10.2B
$12K ﹤0.01%
400
– –
AMAL icon
2778
Amalgamated Financial
AMAL
$1.49B
$12K ﹤0.01%
782
+4
+0.5% +$61
AOUT icon
2779
American Outdoor Brands
AOUT
$157M
$12K ﹤0.01%
493
– –
CNBS icon
2780
Amplify Seymour Cannabis ETF
CNBS
$72.7M
$12K ﹤0.01%
53
+28
+112% +$7.32K
CNXT icon
2781
VanEck ChiNext Innovators ETF
CNXT
$110M
$12K ﹤0.01%
+243
New +$12.5K
CWAN
2782
DELISTED
Clearwater Analytics
CWAN
$12K ﹤0.01%
+500
New +$12.8K
DFEB icon
2783
FT Vest US Equity Deep Buffer ETF February
DFEB
$463M
$12K ﹤0.01%
360
– –
EZPW icon
2784
Ezcorp Inc
EZPW
$1.71B
$12K ﹤0.01%
1,700
– –
HMC icon
2785
Honda
HMC
$41.3B
$12K ﹤0.01%
429
-12
-3% -$378
NBP
2786
NovaBridge Biosciences American Depositary Shares
NBP
$202M
$12K ﹤0.01%
+170
New +$12.3K
IOSP icon
2787
Innospec
IOSP
$2.28B
$12K ﹤0.01%
148
-14
-9% -$1.25K
JXI icon
2788
iShares Global Utilities ETF
JXI
$307M
$12K ﹤0.01%
205
+94
+85% +$5.83K
KOF icon
2789
Coca-Cola Femsa
KOF
$23.2B
$12K ﹤0.01%
215
-105
-33% -$5.88K
KOP icon
2790
Koppers
KOP
$969M
$12K ﹤0.01%
415
– –
LTBR icon
2791
Lightbridge
LTBR
$311M
$12K ﹤0.01%
2,499
– –
MIN
2792
Aberdeen Intermediate Income Fund
MIN
$278M
$12K ﹤0.01%
3,450
+1,350
+64% +$4.99K
MTRN icon
2793
Materion
MTRN
$6.04B
$12K ﹤0.01%
184
– –
PETS icon
2794
PetMed Express
PETS
$42.3M
$12K ﹤0.01%
450
-583
-56% -$16.8K
PIO icon
2795
Invesco Global Water ETF
PIO
$283M
$12K ﹤0.01%
327
– –
PMT
2796
PennyMac Mortgage Investment
PMT
$842M
$12K ﹤0.01%
616
– –
PRCH icon
2797
Porch Group
PRCH
$1.8B
$12K ﹤0.01%
+700
New +$13.1K
RRX icon
2798
Regal Rexnord
RRX
$11.9B
$12K ﹤0.01%
85
-31
-27% -$4.45K
SFM icon
2799
Sprouts Farmers Market
SFM
$8.01B
$12K ﹤0.01%
520
-21
-4% -$511
SPIP icon
2800
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$12K ﹤0.01%
403
+167
+71% +$5.24K
110 111
112
113 114

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.