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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THO icon
2776
Thor Industries
THO
$4.14B
$1K ﹤0.01%
18
-2
-10% -$187
TR icon
2777
Tootsie Roll Industries
TR
$2.98B
$1K ﹤0.01%
+47
New +$1.21K
TROX icon
2778
Tronox
TROX
$1.04B
$1K ﹤0.01%
+69
New +$803
TTI icon
2779
TETRA Technologies
TTI
$1.26B
$1K ﹤0.01%
1,716
– –
VIV icon
2780
Telefônica Brasil
VIV
$19.2B
$1K ﹤0.01%
+172
New +$1.41K
VMI icon
2781
Valmont Industries
VMI
$9.53B
$1K ﹤0.01%
+8
New +$1.25K
VREX icon
2782
Varex Imaging
VREX
$523M
$1K ﹤0.01%
65
+41
+171% +$612
WBS icon
2783
Webster Financial
WBS
$12.8B
$1K ﹤0.01%
30
-99
-77% -$3.57K
WWW icon
2784
Wolverine World Wide
WWW
$1.55B
$1K ﹤0.01%
37
-28
-43% -$815
YCBD icon
2785
cbdMD
YCBD
$5.93M
$1K ﹤0.01%
1
– –
JOYY
2786
JOYY Inc
JOYY
$3.75B
$1K ﹤0.01%
+20
New +$1.72K
ATSG
2787
DELISTED
Air Transport Services Group
ATSG
$1K ﹤0.01%
+55
New +$1.61K
HTLF
2788
DELISTED
Heartland Financial USA, Inc.
HTLF
$1K ﹤0.01%
30
+7
+30% +$263
NDP
2789
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$1K ﹤0.01%
106
-250
-70% -$2.95K
QQQN
2790
DELISTED
VictoryShares Nasdaq Next 50 ETF
QQQN
$1K ﹤0.01%
+45
New +$1.29K
VGR
2791
DELISTED
Vector Group Ltd.
VGR
$1K ﹤0.01%
+121
New +$948
MODN
2792
DELISTED
MODEL N, INC.
MODN
$1K ﹤0.01%
55
+27
+96% +$935
TARO
2793
DELISTED
Taro Pharmaceutical Industries Ltd.
TARO
$1K ﹤0.01%
+16
New +$1.03K
SWAV
2794
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$1K ﹤0.01%
+12
New +$1.04K
NTG
2795
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$1K ﹤0.01%
+62
New +$1.13K
SP
2796
DELISTED
SP Plus Corporation
SP
$1K ﹤0.01%
+59
New +$1.45K
FIF
2797
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
$1K ﹤0.01%
+124
New +$1.26K
CIR
2798
DELISTED
CIRCOR International, Inc
CIR
$1K ﹤0.01%
+49
New +$1.62K
BTWN
2799
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
$1K ﹤0.01%
+128
New +$1.72K
SYNH
2800
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$1K ﹤0.01%
18
– –
110 111
112
113 114

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.