We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ABCB icon
2751
Ameris Bancorp
ABCB
$5.88B
$22K ﹤0.01%
470
– –
BB icon
2752
BlackBerry
BB
$5.18B
$22K ﹤0.01%
7,000
+1,900
+37% +$8.43K
BGR icon
2753
BlackRock Energy and Resources Trust
BGR
$422M
$22K ﹤0.01%
1,795
-83
-4% -$1.03K
CRTO icon
2754
Criteo S.A. Ordinary Shares
CRTO
$902M
$22K ﹤0.01%
861
+22
+3% +$570
DENN
2755
DELISTED
Denny's
DENN
$22K ﹤0.01%
2,416
-228
-9% -$2.47K
ESLT icon
2756
Elbit Systems
ESLT
$39.6B
$22K ﹤0.01%
135
-3
-2% -$563
KARS icon
2757
KraneShares Electric Vehicles and Future Mobility Index ETF
KARS
$80.9M
$22K ﹤0.01%
800
– –
PEBO icon
2758
Peoples Bancorp
PEBO
$1.46B
$22K ﹤0.01%
797
– –
PIE icon
2759
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$243M
$22K ﹤0.01%
1,248
+751
+151% +$12.9K
STLA icon
2760
Stellantis
STLA
$21B
$22K ﹤0.01%
1,611
+175
+12% +$2.44K
TEI
2761
Templeton Emerging Markets Income Fund
TEI
$322M
$22K ﹤0.01%
4,093
+72
+2% +$346
TMCI icon
2762
Treace Medical Concepts
TMCI
$303M
$22K ﹤0.01%
1,000
– –
AEHR icon
2763
Aehr Test Systems
AEHR
$3.46B
$21K ﹤0.01%
1,050
+175
+20% +$3.74K
AVDV icon
2764
Avantis International Small Cap Value ETF
AVDV
$19.7B
$21K ﹤0.01%
383
– –
BUR icon
2765
Burford Capital
BUR
$940M
$21K ﹤0.01%
2,673
-275
-9% -$2.28K
CRS icon
2766
Carpenter Technology
CRS
$27.8B
$21K ﹤0.01%
569
-14
-2% -$533
DEA
2767
Easterly Government Properties
DEA
$1.13B
$21K ﹤0.01%
598
– –
ELAN icon
2768
Elanco Animal Health
ELAN
$11.1B
$21K ﹤0.01%
1,807
-136,013
-99% -$1.7M
FLSW icon
2769
Franklin FTSE Switzerland ETF
FLSW
$84.6M
$21K ﹤0.01%
+726
New +$20.5K
IART icon
2770
Integra LifeSciences
IART
$1.33B
$21K ﹤0.01%
382
+15
+4% +$763
LXP icon
2771
LXP Industrial Trust
LXP
$3.58B
$21K ﹤0.01%
436
+5
+1% +$250
NOG icon
2772
Northern Oil and Gas
NOG
$2.56B
$21K ﹤0.01%
682
+61
+10% +$2.05K
NULG icon
2773
Nuveen ESG Large-Cap Growth ETF
NULG
$2.76B
$21K ﹤0.01%
439
-1,165
-73% -$57.3K
PRIM icon
2774
Primoris Services
PRIM
$4.35B
$21K ﹤0.01%
1,012
– –
SCHR
2775
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$21K ﹤0.01%
874
-194
-18% -$4.78K
109 110
111
112 113

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.