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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLMT icon
2751
Calumet Specialty Products
CLMT
$3.44B
$13K ﹤0.01%
1,654
– –
VISN
2752
Vistance Networks Inc
VISN
$2.52B
$13K ﹤0.01%
988
+134
+16% +$2.3K
CSTL icon
2753
Castle Biosciences
CSTL
$979M
$13K ﹤0.01%
200
– –
DNOW icon
2754
DNOW Inc
DNOW
$2.99B
$13K ﹤0.01%
1,714
+15
+0.9% +$123
FWRD icon
2755
Forward Air
FWRD
$654M
$13K ﹤0.01%
168
– –
GIL icon
2756
Gildan
GIL
$10.6B
$13K ﹤0.01%
365
+264
+261% +$9.7K
H icon
2757
Hyatt Hotels
H
$16.7B
$13K ﹤0.01%
172
– –
HWM icon
2758
Howmet Aerospace
HWM
$112B
$13K ﹤0.01%
440
+267
+154% +$8.6K
JOBY.WS icon
2759
Joby Aviation Warrants
JOBY.WS
$157K
$13K ﹤0.01%
+5,800
New +$12.4K
KRC icon
2760
Kilroy Realty
KRC
$4.42B
$13K ﹤0.01%
215
-168
-44% -$11.3K
LOCO icon
2761
El Pollo Loco
LOCO
$462M
$13K ﹤0.01%
817
– –
LOPE icon
2762
Grand Canyon Education
LOPE
$3.98B
$13K ﹤0.01%
149
+58
+64% +$5.17K
MFG icon
2763
Mizuho Financial
MFG
$130B
$13K ﹤0.01%
4,708
+3,283
+230% +$9.46K
MTDR icon
2764
Matador Resources
MTDR
$6.09B
$13K ﹤0.01%
359
+33
+10% +$1.01K
NCZ
2765
Virtus Convertible & Income Fund II
NCZ
$301M
$13K ﹤0.01%
627
+13
+2% +$277
PNFP icon
2766
Pinnacle Financial Partners Inc
PNFP
$15.8B
$13K ﹤0.01%
141
– –
PPT
2767
Franklin Premier Income Trust
PPT
$328M
$13K ﹤0.01%
3,000
– –
SNDR icon
2768
Schneider National
SNDR
$6.25B
$13K ﹤0.01%
+583
New +$12.9K
SSL icon
2769
Sasol
SSL
$7.1B
$13K ﹤0.01%
+743
New +$11.3K
SVC
2770
Service Properties Trust
SVC
$1.07B
$13K ﹤0.01%
+238
New +$13.5K
TPH
2771
DELISTED
Tri Pointe Homes
TPH
$13K ﹤0.01%
624
– –
UTHR icon
2772
United Therapeutics
UTHR
$23.1B
$13K ﹤0.01%
74
-825
-92% -$163K
GSEVW
2773
DELISTED
Gores Holdings VII, Inc. Warrant
GSEVW
$13K ﹤0.01%
+11,237
New +$14.7K
DISCK
2774
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$13K ﹤0.01%
546
-58
-10% -$1.55K
BTRSW
2775
DELISTED
BTRS Holdings Inc. Warrants
BTRSW
$13K ﹤0.01%
5,000
-10,000
-67% -$32K
109 110
111
112 113

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.