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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWN icon
2751
Northwest Natural Holdings
NWN
$2.12B
$10K ﹤0.01%
200
– –
PXF icon
2752
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.96B
$10K ﹤0.01%
210
+1
+0.5% +$48
NSLR
2753
Neostellar Capital Corp
NSLR
$254M
$10K ﹤0.01%
792
-132
-14% -$1.72K
STAA icon
2754
STAAR Surgical
STAA
$1.21B
$10K ﹤0.01%
66
+10
+18% +$1.32K
VRIG icon
2755
Invesco Variable Rate Investment Grade ETF
VRIG
$1.83B
$10K ﹤0.01%
409
– –
VRNT
2756
DELISTED
Verint Systems
VRNT
$10K ﹤0.01%
239
– –
WW
2757
DELISTED
WW International
WW
$10K ﹤0.01%
+300
New +$10.3K
ZTO icon
2758
ZTO Express
ZTO
$17.9B
$10K ﹤0.01%
383
+317
+480% +$9.79K
UTRN
2759
DELISTED
Vesper US Large Cap Short-Term Reversal Strategy ETF
UTRN
$10K ﹤0.01%
+300
New +$9.96K
ENLC
2760
DELISTED
ENLINK MIDSTREAM, LLC
ENLC
$10K ﹤0.01%
1,632
+32
+2% +$164
PDCE
2761
DELISTED
PDC Energy, Inc.
PDCE
$10K ﹤0.01%
231
– –
LSI
2762
DELISTED
Life Storage, Inc.
LSI
$10K ﹤0.01%
97
-8
-8% -$787
BRMK
2763
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
$10K ﹤0.01%
1,000
– –
DCT
2764
DELISTED
Duck Creek Technologies, Inc. Common Stock
DCT
$10K ﹤0.01%
236
+210
+808% +$8.54K
HMCOU
2765
DELISTED
HumanCo Acquisition Corp. Unit
HMCOU
$10K ﹤0.01%
1,000
– –
AERI
2766
DELISTED
Aerie Pharmaceuticals
AERI
$10K ﹤0.01%
+655
New +$11.2K
HOME
2767
DELISTED
At Home Group Inc.
HOME
$10K ﹤0.01%
291
– –
CHIX
2768
DELISTED
Global X MSCI China Financials ETF
CHIX
$10K ﹤0.01%
+700
New +$11.2K
ALLT icon
2769
Allot
ALLT
$383M
$9K ﹤0.01%
500
– –
ASTS icon
2770
AST SpaceMobile
ASTS
$21.5B
$9K ﹤0.01%
700
-2,350
-77% -$21.2K
BDN
2771
Brandywine Realty Trust
BDN
$554M
$9K ﹤0.01%
724
-311
-30% -$4.29K
BHV icon
2772
BlackRock Virginia Muni Bond Trust
BHV
$20.3M
$9K ﹤0.01%
505
– –
DCTH icon
2773
Delcath Systems
DCTH
$522M
$9K ﹤0.01%
+750
New +$8.6K
DEA
2774
Easterly Government Properties
DEA
$1.18B
$9K ﹤0.01%
184
+1
+0.5% +$53
EVN
2775
Eaton Vance Municipal Income Trust
EVN
$426M
$9K ﹤0.01%
+650
New +$9.06K
109 110
111
112 113

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.