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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZG icon
2751
Zillow
ZG
$7.63B
$7K ﹤0.01%
+55
New +$8.49K
SMC
2752
Summit Midstream
SMC
$419M
$7K ﹤0.01%
315
– –
CTEV
2753
Claritev Corp
CTEV
$556M
$7K ﹤0.01%
34
– –
ROIC
2754
DELISTED
Retail Opportunity Investments Corp.
ROIC
$7K ﹤0.01%
475
+206
+77% +$3.16K
MFD
2755
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$7K ﹤0.01%
770
+17
+2% +$152
SP
2756
DELISTED
SP Plus Corporation
SP
$7K ﹤0.01%
242
+183
+310% +$5.91K
YTEN
2757
DELISTED
Yield10 Bioscience, Inc. Common Stock
YTEN
$7K ﹤0.01%
+23
New +$7.78K
GOEV
2758
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$7K ﹤0.01%
+2
New +$13.7K
CIR
2759
DELISTED
CIRCOR International, Inc
CIR
$7K ﹤0.01%
202
+153
+312% +$5.5K
PDCE
2760
DELISTED
PDC Energy, Inc.
PDCE
$7K ﹤0.01%
+231
New +$6.94K
IBMK
2761
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
$7K ﹤0.01%
283
+1
+0.4% +$26
CTT
2762
DELISTED
CATCHMARK TIMBER TRUST, INC.
CTT
$7K ﹤0.01%
699
– –
SOFIW
2763
DELISTED
SoFi Technologies, Inc. Warrants
SOFIW
$7K ﹤0.01%
1,300
– –
CATM
2764
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$7K ﹤0.01%
203
– –
CTB
2765
DELISTED
Cooper Tire & Rubber Co.
CTB
$7K ﹤0.01%
128
+106
+482% +$5.08K
MTT
2766
DELISTED
Western Asset Municipal Defined Opportunity Trust Inc.
MTT
$7K ﹤0.01%
356
+1
+0.3% +$21
AM icon
2767
Antero Midstream
AM
$10.1B
$6K ﹤0.01%
+680
New +$5.86K
ARW icon
2768
Arrow Electronics
ARW
$10.4B
$6K ﹤0.01%
61
+21
+53% +$2.18K
ASB icon
2769
Associated Banc-Corp
ASB
$5.91B
$6K ﹤0.01%
322
+81
+34% +$1.64K
ASND icon
2770
Ascendis Pharma A/S
ASND
$16.8B
$6K ﹤0.01%
+50
New +$7.6K
BDC icon
2771
Belden
BDC
$5.19B
$6K ﹤0.01%
+136
New +$6.18K
BHF icon
2772
Brighthouse Financial
BHF
$3.5B
$6K ﹤0.01%
139
+47
+51% +$1.93K
BKF icon
2773
iShares MSCI BIC ETF
BKF
$78.6M
$6K ﹤0.01%
126
– –
BRSP
2774
BrightSpire Capital
BRSP
$648M
$6K ﹤0.01%
+706
New +$6K
BUSE icon
2775
First Busey Corp
BUSE
$2.56B
$6K ﹤0.01%
243
+42
+21% +$991
109 110
111
112 113

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.