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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RUSHA icon
2751
Rush Enterprises Class A
RUSHA
$6.22B
– –
-176
Closed -$3K
RWR icon
2752
State Street SPDR Dow Jones REIT ETF
RWR
$1.89B
– –
-21
Closed -$2K
SAIC icon
2753
Saic
SAIC
$5.35B
– –
-37
Closed -$3K
SBGI icon
2754
Sinclair Inc
SBGI
$1.03B
– –
-3,613
Closed -$67K
SBH icon
2755
Sally Beauty Holdings
SBH
$1.58B
$0 ﹤0.01%
+46
New +$554
SCHL icon
2756
Scholastic
SCHL
$792M
– –
-15
Closed –
SCS
2757
DELISTED
Steelcase
SCS
$0 ﹤0.01%
78
– –
SCSC icon
2758
Scansource
SCSC
$1.12B
– –
-130
Closed -$3K
SENEA icon
2759
Seneca Foods Class A
SENEA
$1.21B
– –
-58
Closed -$2K
SH icon
2760
ProShares Short S&P500
SH
$843M
– –
-393
Closed -$35K
SHE icon
2761
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$336M
– –
-12
Closed -$1K
SHG icon
2762
Shinhan Financial Group
SHG
$35.6B
$0 ﹤0.01%
26
– –
SIGI icon
2763
Selective Insurance
SIGI
$5.73B
$0 ﹤0.01%
10
-57
-85% -$3.14K
SNDR icon
2764
Schneider National
SNDR
$6.25B
– –
-66
Closed -$2K
SNOA icon
2765
Sonoma Pharmaceuticals
SNOA
$6.89M
$0 ﹤0.01%
+4
New +$615
SNSR icon
2766
Global X Internet of Things ETF
SNSR
$223M
$0 ﹤0.01%
+1
New +$26
SPB icon
2767
Spectrum Brands
SPB
$2.07B
$0 ﹤0.01%
15
– –
SPDV icon
2768
AAM S&P 500 High Dividend Value ETF
SPDV
$102M
– –
-5,000
Closed -$104K
SPMD icon
2769
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.9B
$0 ﹤0.01%
+28
New +$920
SPTN
2770
DELISTED
SpartanNash
SPTN
– –
-61
Closed -$1K
SSP icon
2771
E.W. Scripps
SSP
$304M
– –
-147
Closed -$1K
SSRM icon
2772
SSR Mining
SSRM
$6.48B
– –
-1,000
Closed -$21K
STLA icon
2773
Stellantis
STLA
$20.8B
$0 ﹤0.01%
52
+25
+93% +$278
STPZ icon
2774
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$524M
– –
-1,425
Closed -$76K
SUSA icon
2775
iShares ESG Optimized MSCI USA ETF
SUSA
$4.17B
– –
-166
Closed -$11K
109 110
111
112 113

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.