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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPEU icon
2726
State Street SPDR Portfolio Europe ETF
SPEU
$742M
$24K ﹤0.01%
700
-22
-3% -$725
VBTX
2727
DELISTED
Veritex Holdings
VBTX
$24K ﹤0.01%
875
-210
-19% -$6.24K
WSR
2728
DELISTED
Whitestone REIT
WSR
$24K ﹤0.01%
2,580
+33
+1% +$304
YOU icon
2729
Clear Secure
YOU
$5.27B
$24K ﹤0.01%
875
-558
-39% -$15.4K
BSMO
2730
DELISTED
Invesco BulletShares 2024 Municipal Bond ETF
BSMO
$24K ﹤0.01%
+1,000
New +$24.6K
PGRU
2731
DELISTED
PropertyGuru Group Limited
PGRU
$24K ﹤0.01%
5,700
+1,500
+36% +$7.26K
HEP
2732
DELISTED
Holly Energy Partners, L.P.
HEP
$24K ﹤0.01%
1,350
– –
ADT icon
2733
ADT
ADT
$5.49B
$23K ﹤0.01%
2,582
+70
+3% +$623
AEIS icon
2734
Advanced Energy
AEIS
$12.6B
$23K ﹤0.01%
273
-129
-32% -$10.8K
CGC
2735
Canopy Growth
CGC
$402M
$23K ﹤0.01%
998
+190
+24% +$5.86K
CVBF icon
2736
CVB Financial
CVBF
$3.97B
$23K ﹤0.01%
924
-62
-6% -$1.69K
DJUL icon
2737
FT Vest US Equity Deep Buffer ETF July
DJUL
$458M
$23K ﹤0.01%
750
– –
DXC icon
2738
DXC Technology
DXC
$1.74B
$23K ﹤0.01%
907
+125
+16% +$3.48K
GRP.U
2739
DELISTED
Granite Real Estate Investment Trust
GRP.U
$23K ﹤0.01%
462
+4
+0.9% +$214
HGV icon
2740
Hilton Grand Vacations
HGV
$3.31B
$23K ﹤0.01%
605
+13
+2% +$514
HI
2741
DELISTED
Hillenbrand
HI
$23K ﹤0.01%
539
+13
+2% +$576
LTRX icon
2742
Lantronix
LTRX
$256M
$23K ﹤0.01%
5,350
– –
MSEX icon
2743
Middlesex Water
MSEX
$1.09B
$23K ﹤0.01%
303
– –
NFG icon
2744
National Fuel Gas
NFG
$7.78B
$23K ﹤0.01%
381
– –
RNST icon
2745
Renasant Corp
RNST
$3.9B
$23K ﹤0.01%
616
-57
-8% -$2.16K
ROIV icon
2746
Roivant Sciences
ROIV
$25.8B
$23K ﹤0.01%
3,000
– –
SLF icon
2747
Sun Life Financial
SLF
$45.8B
$23K ﹤0.01%
509
+4
+0.8% +$177
SPCE icon
2748
Virgin Galactic
SPCE
$415M
$23K ﹤0.01%
338
-461
-58% -$43K
UNF icon
2749
Unifirst Corp
UNF
$5.24B
$23K ﹤0.01%
121
-11
-8% -$2.01K
VRTS icon
2750
Virtus Investment Partners
VRTS
$1.11B
$23K ﹤0.01%
127
– –
108 109
110
111 112

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.