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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVR icon
2726
NVR
NVR
$17B
$14K ﹤0.01%
3
-4
-57% -$20.3K
QGEN icon
2727
Qiagen
QGEN
$8.72B
$14K ﹤0.01%
272
+187
+220% +$10.4K
RBA icon
2728
RB Global
RBA
$17.5B
$14K ﹤0.01%
241
-49
-17% -$2.99K
REI icon
2729
Ring Energy
REI
$339M
$14K ﹤0.01%
5,000
– –
RWX icon
2730
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$14K ﹤0.01%
399
+22
+6% +$825
SPAB icon
2731
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.94B
$14K ﹤0.01%
500
+2
+0.4% +$60
SRTS icon
2732
Sensus Healthcare
SRTS
$50.5M
$14K ﹤0.01%
4,000
– –
TMDX icon
2733
Transmedics
TMDX
$2.91B
$14K ﹤0.01%
433
– –
TUR icon
2734
iShares MSCI Turkey ETF
TUR
$217M
$14K ﹤0.01%
700
+290
+71% +$6.45K
VSXY
2735
Victoria's Secret
VSXY
$7.83B
$14K ﹤0.01%
+264
New +$16K
VVOS icon
2736
Vivos Therapeutics
VVOS
$4.5M
$14K ﹤0.01%
140
– –
RVNC
2737
DELISTED
Revance Therapeutics, Inc.
RVNC
$14K ﹤0.01%
517
– –
PDCE
2738
DELISTED
PDC Energy, Inc.
PDCE
$14K ﹤0.01%
301
+70
+30% +$2.92K
CAJ
2739
DELISTED
Canon, Inc.
CAJ
$14K ﹤0.01%
602
+304
+102% +$7.25K
XEC
2740
DELISTED
CIMAREX ENERGY CO
XEC
$14K ﹤0.01%
179
-19
-10% -$1.32K
COWN
2741
DELISTED
Cowen Inc. Class A Common Stock
COWN
$14K ﹤0.01%
432
+25
+6% +$938
ACIW icon
2742
ACI Worldwide
ACIW
$5.42B
$13K ﹤0.01%
431
-158
-27% -$5.24K
ADN
2743
DELISTED
Advent Technologies
ADN
$13K ﹤0.01%
52
+25
+93% +$6.08K
AQST icon
2744
Aquestive Therapeutics
AQST
$494M
$13K ﹤0.01%
3,166
– –
OPTU
2745
Optimum Communications Inc
OPTU
$301M
$13K ﹤0.01%
684
+525
+330% +$15.3K
AUB icon
2746
Atlantic Union Bankshares
AUB
$5.97B
$13K ﹤0.01%
375
– –
AVT icon
2747
Avnet
AVT
$7.92B
$13K ﹤0.01%
365
+28
+8% +$1.11K
BSL
2748
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$13K ﹤0.01%
796
+11
+1% +$179
CDE icon
2749
Coeur Mining
CDE
$17.9B
$13K ﹤0.01%
2,224
+224
+11% +$1.59K
CLLS
2750
Cellectis
CLLS
$285M
$13K ﹤0.01%
1,083
– –
108 109
110
111 112

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.