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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKI
2726
DELISTED
Black Knight, Inc. Common Stock
BKI
$11K ﹤0.01%
150
-165
-52% -$12.2K
RADA
2727
DELISTED
Rada Electronic Industries Ltd
RADA
$11K ﹤0.01%
935
– –
FRTA
2728
DELISTED
Forterra, Inc
FRTA
$11K ﹤0.01%
500
– –
SOFIW
2729
DELISTED
SoFi Technologies, Inc. Warrants
SOFIW
$11K ﹤0.01%
1,300
– –
STMP
2730
DELISTED
Stamps.com, Inc.
STMP
$11K ﹤0.01%
56
+54
+2,700% +$10.6K
AMBA icon
2731
Ambarella
AMBA
$3.81B
$10K ﹤0.01%
+98
New +$9.7K
AZUL
2732
DELISTED
Azul
AZUL
$10K ﹤0.01%
400
– –
BANC icon
2733
Banc of California
BANC
$2.97B
$10K ﹤0.01%
626
+2
+0.3% +$36
BKR icon
2734
Baker Hughes
BKR
$61.1B
$10K ﹤0.01%
448
+223
+99% +$5.15K
BLDP
2735
Ballard Power Systems
BLDP
$790M
$10K ﹤0.01%
560
-600
-52% -$11.2K
BUZZ icon
2736
VanEck Social Sentiment ETF
BUZZ
$99.2M
$10K ﹤0.01%
400
– –
CLVT icon
2737
Clarivate
CLVT
$1.16B
$10K ﹤0.01%
420
+239
+132% +$6.57K
CUZ icon
2738
Cousins Properties
CUZ
$4.88B
$10K ﹤0.01%
280
+57
+26% +$2.1K
DBL
2739
DoubleLine Opportunistic Credit Fund
DBL
$280M
$10K ﹤0.01%
+529
New +$10.5K
DDIV icon
2740
First Trust Exchange-Traded Fund VI First Trust Dorsey Wright Momentum & Dividend ETF
DDIV
$75.5M
$10K ﹤0.01%
328
+2
+0.6% +$63
DOYU
2741
DouYu International Holdings
DOYU
$142M
$10K ﹤0.01%
148
-123
-45% -$10.6K
EXI icon
2742
iShares Global Industrials ETF
EXI
$1.48B
$10K ﹤0.01%
+87
New +$10.5K
EZPW icon
2743
Ezcorp Inc
EZPW
$1.71B
$10K ﹤0.01%
1,700
– –
HPI
2744
John Hancock Preferred Income Fund
HPI
$433M
$10K ﹤0.01%
+502
New +$10.5K
KNSA icon
2745
Kiniksa Pharmaceuticals
KNSA
$5.93B
$10K ﹤0.01%
750
– –
LPLA icon
2746
LPL Financial
LPLA
$28.6B
$10K ﹤0.01%
77
-57
-43% -$8.29K
MBRX icon
2747
Moleculin Biotech
MBRX
$2.89M
$10K ﹤0.01%
8
– –
NAUT icon
2748
Nautilus Biotechnolgy
NAUT
$115M
$10K ﹤0.01%
1,000
– –
NOA
2749
North American Construction
NOA
$395M
$10K ﹤0.01%
+700
New +$9.33K
NUV icon
2750
Nuveen Municipal Value Fund
NUV
$1.91B
$10K ﹤0.01%
913
-3
-0.3% -$34
108 109
110
111 112

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.