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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NANR icon
2726
State Street SPDR S&P North American Natural Resources ETF
NANR
$785M
$7K ﹤0.01%
185
– –
NBTB icon
2727
NBT Bancorp
NBTB
$2.74B
$7K ﹤0.01%
181
– –
OC icon
2728
Owens Corning
OC
$12.4B
$7K ﹤0.01%
80
-66
-45% -$5.53K
OEC icon
2729
Orion
OEC
$409M
$7K ﹤0.01%
+357
New +$6.43K
OGIG icon
2730
ALPS O'Shares Global Internet Giants ETF
OGIG
$113M
$7K ﹤0.01%
+150
New +$8.52K
PPC icon
2731
Pilgrim's Pride
PPC
$6.54B
$7K ﹤0.01%
300
– –
RBC icon
2732
RBC Bearings
RBC
$18B
$7K ﹤0.01%
36
– –
RDWR icon
2733
Radware
RDWR
$1.19B
$7K ﹤0.01%
284
+233
+457% +$6.38K
REG icon
2734
Regency Centers
REG
$14.1B
$7K ﹤0.01%
139
+15
+12% +$781
RNRG icon
2735
Global X Renewable Energy Producers ETF
RNRG
$26.2M
$7K ﹤0.01%
167
– –
RWT
2736
Redwood Trust
RWT
$594M
$7K ﹤0.01%
+725
New +$6.96K
SCS
2737
DELISTED
Steelcase
SCS
$7K ﹤0.01%
+550
New +$7.79K
SEM
2738
DELISTED
Select Medical
SEM
$7K ﹤0.01%
431
– –
SKT icon
2739
Tanger
SKT
$4.52B
$7K ﹤0.01%
504
-42,260
-99% -$623K
SPB icon
2740
Spectrum Brands
SPB
$2.07B
$7K ﹤0.01%
90
+75
+500% +$6.11K
SPIP icon
2741
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$7K ﹤0.01%
236
– –
SRCE icon
2742
1st Source
SRCE
$2.12B
$7K ﹤0.01%
161
– –
SSRM icon
2743
SSR Mining
SSRM
$6.48B
$7K ﹤0.01%
535
– –
STC icon
2744
Stewart Information Services
STC
$2.08B
$7K ﹤0.01%
135
– –
TFIN icon
2745
Triumph Financial Inc
TFIN
$1.82B
$7K ﹤0.01%
+100
New +$6.96K
TROX icon
2746
Tronox
TROX
$1.04B
$7K ﹤0.01%
413
+344
+499% +$6K
USRT icon
2747
iShares Core US REIT ETF
USRT
$4.64B
$7K ﹤0.01%
+146
New +$7.35K
VXRT
2748
DELISTED
Vaxart
VXRT
$7K ﹤0.01%
1,295
+795
+159% +$6.12K
WSBC icon
2749
WesBanco
WSBC
$4B
$7K ﹤0.01%
+211
New +$6.94K
WWD icon
2750
Woodward
WWD
$21.4B
$7K ﹤0.01%
59
-86
-59% -$10.2K
108 109
110
111 112

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.