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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
(+2.8%)
Cap. Flow
-$983M
Cap. Flow
% of AUM
-4.94%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AerCap
AER
|
+$54M |
| 2 |
JPMorgan Chase
JPM
|
+$45.5M |
| 3 |
American Express
AXP
|
+$44.9M |
| 4 |
Meta Platforms (Facebook)
META
|
+$42.9M |
| 5 |
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
|
+$39.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Medtronic
MDT
|
+$94.1M |
| 2 |
Reinsurance Group of America
RGA
|
+$89.9M |
| 3 |
Netflix
NFLX
|
+$81M |
| 4 |
Eli Lilly
LLY
|
+$76.3M |
| 5 |
Globe Life
GL
|
+$72.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.17% |
| 2 | Financials | 13.41% |
| 3 | Healthcare | 10.42% |
| 4 | Industrials | 6.36% |
| 5 | Consumer Discretionary | 5.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
iShares Core Dividend Growth ETF
DGRO
$43.5B
| $18.4M | 0.09% |
367,692
+37,545
| +11% | +$1.84M |
|
252
iShares Russell 2000 Growth ETF
IWO
$15B
| $18.3M | 0.09% |
85,319
-884
| -1% | -$194K |
|
253
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
| $18.3M | 0.09% |
166,154
+94,093
| +131% | +$10.3M |
|
254
BP
BP
$108B
| $18.1M | 0.09% |
518,746
-160,879
| -24% | -$5.35M |
|
255
Northrop Grumman
NOC
$81B
| $18.1M | 0.09% |
33,100
+2,081
| +7% | +$1.09M |
|
256
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.1B
| $17.9M | 0.09% |
132,590
-328
| -0.2% | -$44K |
|
257
Diageo
DEO
$53.8B
| $17.9M | 0.09% |
100,492
+1,452
| +1% | +$255K |
|
258
United Airlines
UAL
$42.1B
| $17.7M | 0.09% |
469,061
+443,704
| +1,750% | +$18M |
|
259
S&P Global
SPGI
$120B
| $17.4M | 0.09% |
51,942
+21,743
| +72% | +$7.17M |
|
260
First Trust Value Line Dividend Fund
FVD
$8.42B
| $17.2M | 0.09% |
430,963
-31,423
| -7% | -$1.23M |
|
261
ServiceNow
NOW
$129B
| $16.9M | 0.09% |
217,895
+21,155
| +11% | +$1.65M |
|
262
Parker-Hannifin
PH
$136B
| $16.8M | 0.08% |
57,866
-6,024
| -9% | -$1.72M |
|
263
Corning
GLW
$143B
| $16.7M | 0.08% |
521,866
-7,878
| -1% | -$256K |
|
264
Vanguard Energy ETF
VDE
$9.79B
| $16.4M | 0.08% |
135,580
-18,180
| -12% | -$2.21M |
|
265
Occidental Petroleum
OXY
$56.3B
| $16.1M | 0.08% |
255,947
-18,040
| -7% | -$1.23M |
|
266
CSX Corp
CSX
$93.6B
| $16.1M | 0.08% |
519,853
-8,379
| -2% | -$252K |
|
267
LyondellBasell Industries
LYB
$19.6B
| $16.1M | 0.08% |
193,594
+6,470
| +3% | +$530K |
|
268
iShares Semiconductor ETF
SOXX
$48.6B
| $16M | 0.08% |
137,586
+75,240
| +121% | +$8.73M |
|
269
Ameriprise Financial
AMP
$48.8B
| $15.9M | 0.08% |
51,226
-1,957
| -4% | -$597K |
|
270
Sony
SONY
$138B
| $15.9M | 0.08% |
1,044,705
-14,345
| -1% | -$214K |
|
271
Timken Company
TKR
$8.99B
| $15.9M | 0.08% |
225,399
-74,931
| -25% | -$5.24M |
|
272
iShares National Muni Bond ETF
MUB
$45.4B
| $15.9M | 0.08% |
150,319
+36,409
| +32% | +$3.79M |
|
273
iShares 20+ Year Treasury Bond ETF
TLT
$41.6B
| $15.8M | 0.08% |
159,093
-93,877
| -37% | -$9.46M |
|
274
GSK
GSK
$106B
| $15.8M | 0.08% |
448,972
+28,093
| +7% | +$936K |
|
275
lululemon athletica
LULU
$14.5B
| $15.8M | 0.08% |
49,174
+34,011
| +224% | +$11.2M |
|
Similar funds
NAMI
Rockefeller Capital Management's Q4 2022 Portfolio in Review
As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.
- Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
- Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
- Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
- Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
- Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
- Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.
Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.