We are live on
!
Find out more
Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
(+7.2%)
Cap. Flow
+$1.55B
Cap. Flow
% of AUM
8.12%
Top 10 Holdings %
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Elanco Animal Health
ELAN
|
+$89.1M |
| 2 |
WEX
WEX
|
+$78.4M |
| 3 |
Blackrock
BLK
|
+$73.2M |
| 4 |
Vanguard S&P 500 ETF
VOO
|
+$71.9M |
| 5 |
OneMain Financial
OMF
|
+$45.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$63.6M |
| 2 |
Neurocrine Biosciences
NBIX
|
+$56.6M |
| 3 |
Agnico Eagle Mines
AEM
|
+$55.1M |
| 4 |
DFS
Discover Financial Services
DFS
|
+$36M |
| 5 |
ORBC
ORBCOMM, Inc.
ORBC
|
+$27.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.39% |
| 2 | Financials | 14.65% |
| 3 | Healthcare | 12.11% |
| 4 | Consumer Discretionary | 7.54% |
| 5 | Industrials | 6.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
Mueller Industries
MLI
$15.4B
| $15.7M | 0.08% |
1,530,312
+106,092
| +7% | +$1.13M |
|
252
Stratasys
SSYS
$760M
| $15.6M | 0.08% |
724,180
+146,727
| +25% | +$3.18M |
|
253
DexCom
DXCM
$31.3B
| $15.3M | 0.08% |
112,280
+1,780
| +2% | +$224K |
|
254
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
| $15.1M | 0.08% |
147,776
+19,506
| +15% | +$1.99M |
|
255
Corning
GLW
$135B
| $15M | 0.08% |
412,328
+78,358
| +23% | +$3.13M |
|
256
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
| $15M | 0.08% |
273,810
+10,455
| +4% | +$573K |
|
257
Prudential Financial
PRU
$41.9B
| $14.7M | 0.08% |
140,147
+1,214
| +0.9% | +$125K |
|
258
Vanguard Morningstar Mega Cap ETF
MGC
$10.3B
| $14.6M | 0.08% |
96,078
+32,620
| +51% | +$5.13M |
|
259
Elevance Health
ELV
$84.9B
| $14.6M | 0.08% |
39,161
-174
| -0.4% | -$66.1K |
|
260
ServiceNow
NOW
$121B
| $14.6M | 0.08% |
117,110
+13,790
| +13% | +$1.67M |
|
261
Canadian National Railway
CNI
$76.5B
| $14.5M | 0.08% |
125,788
+20,492
| +19% | +$2.27M |
|
262
Marathon Petroleum
MPC
$84B
| $14.5M | 0.08% |
235,226
+34,468
| +17% | +$1.98M |
|
263
Vanguard Financials ETF
VFH
$13.7B
| $14.4M | 0.08% |
155,891
+17,945
| +13% | +$1.66M |
|
264
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
| $14.4M | 0.08% |
564,650
+42,294
| +8% | +$1.11M |
|
265
iShares National Muni Bond ETF
MUB
$45.3B
| $14M | 0.07% |
120,578
+16,900
| +16% | +$1.98M |
|
266
iShares MSCI Emerging Markets ETF
EEM
$29.2B
| $13.7M | 0.07% |
271,142
+15,472
| +6% | +$805K |
|
267
CSX Corp
CSX
$93.9B
| $13.5M | 0.07% |
454,915
+20,911
| +5% | +$670K |
|
268
Ford
F
$55B
| $13.4M | 0.07% |
949,603
+492,037
| +108% | +$6.69M |
|
269
Mondelez International
MDLZ
$80.1B
| $13.1M | 0.07% |
225,504
+18,736
| +9% | +$1.17M |
|
270
Standard Motor Products
SMP
$879M
| $13.1M | 0.07% |
299,961
+258
| +0.1% | +$11.1K |
|
271
Vanguard International Dividend Appreciation ETF
VIGI
$9.19B
| $13M | 0.07% |
149,302
+66,229
| +80% | +$5.92M |
|
272
Truist Financial
TFC
$64.2B
| $13M | 0.07% |
220,972
+19,793
| +10% | +$1.11M |
|
273
Waste Management
WM
$91.5B
| $12.9M | 0.07% |
86,684
+1,294
| +2% | +$194K |
|
274
Williams Companies
WMB
$87.8B
| $12.7M | 0.07% |
488,842
+50,397
| +11% | +$1.27M |
|
275
Vanguard Morningstar Small-Cap ETF
VB
$81.3B
| $12.7M | 0.07% |
57,940
+1,943
| +3% | +$432K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2021 Portfolio in Review
As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.
- Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
- Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
- Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
- Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
- Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
- Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.
Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.