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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
(+12%)
Cap. Flow
+$412M
Cap. Flow
% of AUM
3.86%
Top 10 Holdings %
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Reinsurance Group of America
RGA
|
+$121M |
| 2 |
Alibaba
BABA
|
+$73.2M |
| 3 |
Carrier Global
CARR
|
+$66.3M |
| 4 |
American Water Works
AWK
|
+$59.3M |
| 5 |
Martin Marietta Materials
MLM
|
+$47.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$116M |
| 2 |
Apple
AAPL
|
+$108M |
| 3 |
Walt Disney
DIS
|
+$106M |
| 4 |
Novartis
NVS
|
+$64.2M |
| 5 |
Amazon
AMZN
|
+$28.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.2% |
| 2 | Financials | 14.39% |
| 3 | Healthcare | 14.21% |
| 4 | Consumer Discretionary | 9.23% |
| 5 | Communication Services | 7.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.78B
| $5.88M | 0.06% |
214,716
-1,839
| -0.8% | -$52K |
|
252
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.09B
| $5.84M | 0.05% |
103,867
+4,166
| +4% | +$234K |
|
253
Stratasys
SSYS
$774M
| $5.84M | 0.05% |
468,082
+627
| +0.1% | +$9.15K |
|
254
Digital Realty Trust
DLR
$71.7B
| $5.81M | 0.05% |
39,596
+5,751
| +17% | +$862K |
|
255
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
| $5.77M | 0.05% |
17,017
+1,373
| +9% | +$469K |
|
256
Vanguard Morningstar Value ETF
VTV
$191B
| $5.72M | 0.05% |
54,715
+13,689
| +33% | +$1.43M |
|
257
iShares MSCI Emerging Markets ETF
EEM
$29.5B
| $5.69M | 0.05% |
129,065
-18,794
| -13% | -$825K |
|
|
ATVI
258
DELISTED
Activision Blizzard
ATVI
| $5.68M | 0.05% |
70,238
+24,600
| +54% | +$2M |
|
259
Invesco Senior Loan ETF
BKLN
$6.81B
| $5.63M | 0.05% |
259,223
-5,665
| -2% | -$123K |
|
260
Ball Corp
BALL
$16.8B
| $5.6M | 0.05% |
67,385
+13,843
| +26% | +$1.07M |
|
261
Ecolab
ECL
$79.9B
| $5.57M | 0.05% |
27,874
+8,216
| +42% | +$1.64M |
|
262
Vanguard Consumer Staples ETF
VDC
$7.99B
| $5.45M | 0.05% |
33,345
+2,914
| +10% | +$469K |
|
263
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
| $5.3M | 0.05% |
39,321
+12,399
| +46% | +$1.69M |
|
264
Citigroup
C
$226B
| $5.28M | 0.05% |
122,377
+28,747
| +31% | +$1.43M |
|
265
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
| $5.25M | 0.05% |
84,528
+1,300
| +2% | +$80.8K |
|
266
Linde
LIN
$226B
| $5.17M | 0.05% |
21,719
+16,728
| +335% | +$4.06M |
|
267
Truist Financial
TFC
$64B
| $5.16M | 0.05% |
135,494
+246
| +0.2% | +$9.27K |
|
268
First Trust Preferred Securities and Income ETF
FPE
$6.36B
| $5.14M | 0.05% |
268,321
+253,539
| +1,715% | +$4.84M |
|
269
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
| $5.11M | 0.05% |
93,048
+2,660
| +3% | +$146K |
|
270
First Trust Value Line Dividend Fund
FVD
$8.41B
| $5.07M | 0.05% |
161,059
+51,036
| +46% | +$1.62M |
|
271
CME Group
CME
$94.8B
| $5.04M | 0.05% |
30,148
+4,067
| +16% | +$685K |
|
272
JPMorgan Ultra-Short Income ETF
JPST
$40.3B
| $5.01M | 0.05% |
98,627
+45,053
| +84% | +$2.29M |
|
273
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.42B
| $4.94M | 0.05% |
55,998
+7,682
| +16% | +$687K |
|
274
Equinix
EQIX
$103B
| $4.93M | 0.05% |
6,486
+318
| +5% | +$241K |
|
275
Zions Bancorporation
ZION
$10.3B
| $4.92M | 0.05% |
168,554
-1,939
| -1% | -$62.5K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.
- Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
- Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
- Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
- Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
- Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
- Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.
Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.