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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
(-5%)
Cap. Flow
+$1.41B
Cap. Flow
% of AUM
18.48%
Top 10 Holdings %
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$276M |
| 2 |
Verizon
VZ
|
+$238M |
| 3 |
GSK
GSK
|
+$162M |
| 4 |
Willis Towers Watson
WTW
|
+$146M |
| 5 |
Walt Disney
DIS
|
+$122M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Southwest Airlines
LUV
|
+$166M |
| 2 |
Royal Caribbean
RCL
|
+$140M |
| 3 |
CVS Health
CVS
|
+$94M |
| 4 |
Reinsurance Group of America
RGA
|
+$90M |
| 5 |
CMA
Comerica
CMA
|
+$83.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.47% |
| 2 | Healthcare | 17.24% |
| 3 | Communication Services | 13.96% |
| 4 | Financials | 13.7% |
| 5 | Consumer Discretionary | 6.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
| $3.58M | 0.05% |
105,587
+2,815
| +3% | +$119K |
|
252
VanEck Intermediate Muni ETF
ITM
$2.15B
| $3.55M | 0.05% |
72,183
+26,466
| +58% | +$1.33M |
|
253
Ecolab
ECL
$79.9B
| $3.48M | 0.05% |
22,348
-16,834
| -43% | -$3.16M |
|
254
Vanguard Morningstar Value ETF
VTV
$191B
| $3.46M | 0.05% |
38,863
-1,176
| -3% | -$129K |
|
255
KraneShares CSI China Internet ETF
KWEB
$5.67B
| $3.43M | 0.05% |
75,844
+1,430
| +2% | +$70.4K |
|
|
RDS.B
256
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $3.42M | 0.04% |
104,880
-15,921
| -13% | -$746K |
|
257
American Electric Power
AEP
$68.4B
| $3.42M | 0.04% |
42,763
+9,421
| +28% | +$891K |
|
258
US Bancorp
USB
$99.6B
| $3.41M | 0.04% |
99,055
+9,028
| +10% | +$435K |
|
259
Williams Companies
WMB
$86.1B
| $3.33M | 0.04% |
235,272
+108,017
| +85% | +$2.09M |
|
260
3M
MMM
$94.3B
| $3.3M | 0.04% |
28,875
+8,372
| +41% | +$1.1M |
|
261
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
| $3.26M | 0.04% |
55,185
+15,403
| +39% | +$1.16M |
|
262
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.03B
| $3.19M | 0.04% |
78,200
+74,441
| +1,980% | +$4.21M |
|
263
Vanguard High Dividend Yield ETF
VYM
$82.8B
| $3.17M | 0.04% |
44,823
+9,288
| +26% | +$798K |
|
264
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
| $3.17M | 0.04% |
122,713
+51,340
| +72% | +$1.36M |
|
265
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.97B
| $3.16M | 0.04% |
57,560
+28,406
| +97% | +$2.14M |
|
266
Sherwin-Williams
SHW
$89.8B
| $3.15M | 0.04% |
20,580
+222
| +1% | +$40.1K |
|
|
BBL
267
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
| $3.14M | 0.04% |
103,498
+47,801
| +86% | +$1.88M |
|
268
Equinix
EQIX
$103B
| $3.1M | 0.04% |
4,968
+3,021
| +155% | +$1.81M |
|
|
269
Southwest Airlines
LUV
$23B
| $3.09M | 0.04% |
86,641
-3,358,155
| -97% | -$166M |
|
270
TotalEnergies
TTE
$190B
| $3.06M | 0.04% |
82,145
-17,646
| -18% | -$794K |
|
271
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
| $3.04M | 0.04% |
34,000
-8,300
| -20% | -$736K |
|
272
Emerson Electric
EMR
$88.3B
| $3.04M | 0.04% |
63,730
+21,004
| +49% | +$1.38M |
|
273
Philip Morris
PM
$295B
| $3.01M | 0.04% |
41,195
+15,138
| +58% | +$1.25M |
|
274
iShares Russell Mid-Cap Value ETF
IWS
$16B
| $2.96M | 0.04% |
46,243
+25,964
| +128% | +$2.22M |
|
275
Invesco Preferred ETF
PGX
$3.79B
| $2.96M | 0.04% |
224,887
-224,987
| -50% | -$3.24M |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2020 Portfolio in Review
As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.
Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.
On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.
- Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
- Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
- Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
- Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
- Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
- Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
- Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.
Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.