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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DDD icon
2701
3D Systems Corp
DDD
$611M
$25K ﹤0.01%
3,474
+1,000
+40% +$8.77K
DLB icon
2702
Dolby
DLB
$5.82B
$25K ﹤0.01%
356
-99
-22% -$6.82K
ESBA icon
2703
Empire State Realty Series ES
ESBA
$1.34B
$25K ﹤0.01%
3,905
+20
+0.5% +$139
IAGG icon
2704
iShares Core International Aggregate Bond Fund
IAGG
$11.4B
$25K ﹤0.01%
538
+11
+2% +$537
KLIC icon
2705
Kulicke & Soffa
KLIC
$4.53B
$25K ﹤0.01%
601
-78
-11% -$3.43K
RSPS icon
2706
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$246M
$25K ﹤0.01%
760
+5
+0.7% +$168
SHAK icon
2707
Shake Shack
SHAK
$2.89B
$25K ﹤0.01%
618
+7
+1% +$341
SXT icon
2708
Sensient Technologies
SXT
$5.51B
$25K ﹤0.01%
350
+113
+48% +$8.1K
GXDW
2709
Global X Funds Global X Dorsey Wright Thematic ETF
GXDW
$6.36M
$25K ﹤0.01%
1,104
-196
-15% -$5.01K
JWSM.U
2710
DELISTED
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
$25K ﹤0.01%
2,503
– –
AIN icon
2711
Albany International
AIN
$1.73B
$24K ﹤0.01%
250
-68
-21% -$6.49K
DRVN icon
2712
Driven Brands
DRVN
$2.07B
$24K ﹤0.01%
887
– –
FIDI icon
2713
Fidelity International High Dividend ETF
FIDI
$363M
$24K ﹤0.01%
1,330
+8
+0.6% +$141
FXD icon
2714
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$274M
$24K ﹤0.01%
506
+480
+1,846% +$23K
GGT
2715
Gabelli Multimedia Trust
GGT
$176M
$24K ﹤0.01%
4,628
– –
GVIP icon
2716
Goldman Sachs Hedge Industry VIP ETF
GVIP
$573M
$24K ﹤0.01%
349
– –
HAP icon
2717
VanEck Natural Resources ETF
HAP
$309M
$24K ﹤0.01%
500
– –
HOG icon
2718
Harley-Davidson
HOG
$2.72B
$24K ﹤0.01%
592
+519
+711% +$22.1K
IEUS icon
2719
iShares MSCI Europe Small-Cap ETF
IEUS
$183M
$24K ﹤0.01%
488
+3
+0.6% +$141
LTPZ icon
2720
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$740M
$24K ﹤0.01%
422
-289
-41% -$16.9K
MD icon
2721
Pediatrix Medical
MD
$2.12B
$24K ﹤0.01%
1,627
+336
+26% +$5.48K
MYN icon
2722
BlackRock MuniYield New York Quality Fund
MYN
$376M
$24K ﹤0.01%
2,486
-2,097
-46% -$20.1K
PCRX icon
2723
Pacira BioSciences
PCRX
$974M
$24K ﹤0.01%
637
-278
-30% -$13.5K
PINC
2724
DELISTED
Premier
PINC
$24K ﹤0.01%
713
+297
+71% +$9.9K
SFM icon
2725
Sprouts Farmers Market
SFM
$7.96B
$24K ﹤0.01%
771
-176
-19% -$5.48K
107 108
109
110 111

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.