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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LAZR
2701
DELISTED
Luminar Technologies
LAZR
$17K ﹤0.01%
68
-115
-63% -$28.8K
LEE icon
2702
Lee Enterprises
LEE
$183M
$17K ﹤0.01%
+500
New +$12.7K
MITK icon
2703
Mitek Systems
MITK
$834M
$17K ﹤0.01%
+1,000
New +$17.9K
NEU icon
2704
NewMarket
NEU
$8.36B
$17K ﹤0.01%
51
-4
-7% -$1.38K
NGVT icon
2705
Ingevity
NGVT
$2.63B
$17K ﹤0.01%
250
– –
NKSH icon
2706
National Bankshares
NKSH
$260M
$17K ﹤0.01%
500
– –
NVR icon
2707
NVR
NVR
$16.7B
$17K ﹤0.01%
3
– –
OUSA icon
2708
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$762M
$17K ﹤0.01%
370
+218
+143% +$9.65K
PNFP icon
2709
Pinnacle Financial Partners Inc
PNFP
$15.8B
$17K ﹤0.01%
179
+38
+27% +$3.72K
PSFE icon
2710
Paysafe
PSFE
$365M
$17K ﹤0.01%
377
-1,945
-84% -$130K
SPT icon
2711
Sprout Social
SPT
$614M
$17K ﹤0.01%
197
-101
-34% -$11.4K
SWBI icon
2712
Smith & Wesson
SWBI
$633M
$17K ﹤0.01%
1,000
-130
-12% -$2.68K
TDC icon
2713
Teradata
TDC
$2.56B
$17K ﹤0.01%
413
-150
-27% -$7.4K
TPH
2714
DELISTED
Tri Pointe Homes
TPH
$17K ﹤0.01%
624
– –
TSI
2715
TCW Strategic Income Fund
TSI
$213M
$17K ﹤0.01%
3,028
+28
+0.9% +$161
VCYT icon
2716
Veracyte
VCYT
$3.73B
$17K ﹤0.01%
445
+121
+37% +$5.35K
VERU icon
2717
Veru
VERU
$44.1M
$17K ﹤0.01%
290
+50
+21% +$3.83K
WSFS icon
2718
WSFS Financial
WSFS
$4.11B
$17K ﹤0.01%
340
+267
+366% +$14K
YOLO icon
2719
AdvisorShares Pure Cannabis ETF
YOLO
$31.1M
$17K ﹤0.01%
1,358
+280
+26% +$4.19K
ZWS icon
2720
Zurn Elkay Water Solutions
ZWS
$8.51B
$17K ﹤0.01%
475
+382
+411% +$13.8K
FLG.PRU
2721
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$117M
$17K ﹤0.01%
327
– –
DM
2722
DELISTED
Desktop Metal, Inc.
DM
$17K ﹤0.01%
350
-1,370
-80% -$92.2K
AYX
2723
DELISTED
Alteryx Inc
AYX
$17K ﹤0.01%
290
-2,593
-90% -$179K
HMHC
2724
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$17K ﹤0.01%
1,067
-205
-16% -$3.12K
KL
2725
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$17K ﹤0.01%
427
+327
+327% +$13.8K
107 108
109
110 111

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.