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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMMU icon
2701
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.17B
$15K ﹤0.01%
300
– –
SPH icon
2702
Suburban Propane Partners
SPH
$1.18B
$15K ﹤0.01%
+1,040
New +$16.1K
SPR
2703
DELISTED
Spirit AeroSystems
SPR
$15K ﹤0.01%
350
+340
+3,400% +$14.2K
TLK icon
2704
Telkom Indonesia
TLK
$14.9B
$15K ﹤0.01%
626
+467
+294% +$10.8K
TWN
2705
Taiwan Fund
TWN
$527M
$15K ﹤0.01%
435
– –
TX icon
2706
Ternium
TX
$10.6B
$15K ﹤0.01%
+359
New +$17.5K
VCYT icon
2707
Veracyte
VCYT
$3.8B
$15K ﹤0.01%
324
-97
-23% -$4.23K
VSH icon
2708
Vishay Intertechnology
VSH
$5.43B
$15K ﹤0.01%
788
-6
-0.8% -$130
PTVE
2709
DELISTED
Pactiv Evergreen Inc. Common stock
PTVE
$15K ﹤0.01%
1,200
+600
+100% +$8.14K
EDUT
2710
DELISTED
Global X Education ETF
EDUT
$15K ﹤0.01%
460
-120
-21% -$4.39K
DBD
2711
DELISTED
Diebold Nixdorf Incorporated
DBD
$15K ﹤0.01%
+1,500
New +$16.5K
DTP
2712
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$15K ﹤0.01%
+303
New +$15.5K
DCUE
2713
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$15K ﹤0.01%
+158
New +$15.8K
ZIXI
2714
DELISTED
Zix Corporation
ZIXI
$15K ﹤0.01%
+2,200
New +$15.9K
ERUS
2715
DELISTED
iShares MSCI Russia ETF
ERUS
$15K ﹤0.01%
333
+50
+18% +$2.25K
BCYC
2716
Bicycle Therapeutics
BCYC
$292M
$14K ﹤0.01%
+346
New +$12.1K
CMRC
2717
Commerce.com Inc Series 1
CMRC
$184M
$14K ﹤0.01%
280
– –
CIM
2718
Chimera Investment
CIM
$1B
$14K ﹤0.01%
+334
New +$15K
DAN icon
2719
Dana Inc
DAN
$3.06B
$14K ﹤0.01%
664
-62
-9% -$1.43K
ECOW icon
2720
Pacer Emerging Markets Cash Cows 100 ETF
ECOW
$226M
$14K ﹤0.01%
600
+300
+100% +$7.77K
ESNT icon
2721
Essent Group
ESNT
$6.33B
$14K ﹤0.01%
319
+1
+0.3% +$45
EWQ icon
2722
iShares MSCI France ETF
EWQ
$335M
$14K ﹤0.01%
+380
New +$14.5K
FNY icon
2723
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$604M
$14K ﹤0.01%
+197
New +$14.5K
FYC icon
2724
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.4B
$14K ﹤0.01%
+197
New +$14.1K
JEF icon
2725
Jefferies Financial Group
JEF
$13.1B
$14K ﹤0.01%
399
+58
+17% +$1.94K
107 108
109
110 111

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.