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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECC
2701
Eagle Point Credit Company
ECC
$513M
$7K ﹤0.01%
585
+113
+24% +$1.28K
EMF
2702
Templeton Emerging Markets Fund
EMF
$326M
$7K ﹤0.01%
404
– –
ESE icon
2703
ESCO Technologies
ESE
$7.92B
$7K ﹤0.01%
68
+40
+143% +$4.23K
EUSB icon
2704
iShares ESG Advanced Universal USD Bond ETF
EUSB
$712M
$7K ﹤0.01%
+161
New +$8.02K
OPPE
2705
WisdomTree European Opportunities Fund
OPPE
$295M
$7K ﹤0.01%
211
– –
FRT icon
2706
Federal Realty Investment Trust
FRT
$10.3B
$7K ﹤0.01%
78
+12
+18% +$1.16K
FTDR icon
2707
Frontdoor
FTDR
$6.26B
$7K ﹤0.01%
143
+63
+79% +$3.44K
FTI icon
2708
TechnipFMC
FTI
$27.3B
$7K ﹤0.01%
1,066
+440
+70% +$3.6K
FXA icon
2709
Invesco CurrencyShares Australian Dollar Trust
FXA
$98M
$7K ﹤0.01%
100
– –
HGLB
2710
Highland Global Allocation Fund
HGLB
$177M
$7K ﹤0.01%
982
+28
+3% +$199
HI
2711
DELISTED
Hillenbrand
HI
$7K ﹤0.01%
164
+75
+84% +$3.44K
HOMB icon
2712
Home BancShares
HOMB
$6.18B
$7K ﹤0.01%
281
-120
-30% -$2.88K
BRSL
2713
Brightstar Lottery PLC
BRSL
$2.03B
$7K ﹤0.01%
468
– –
IMMR icon
2714
Immersion
IMMR
$252M
$7K ﹤0.01%
+800
New +$9.51K
IYC icon
2715
iShares US Consumer Discretionary ETF
IYC
$1.23B
$7K ﹤0.01%
98
-386
-80% -$28.1K
JBL icon
2716
Jabil
JBL
$35.8B
$7K ﹤0.01%
140
-168
-55% -$7.65K
JBSS icon
2717
John B. Sanfilippo & Son
JBSS
$972M
$7K ﹤0.01%
80
+42
+111% +$3.64K
KXI icon
2718
iShares Global Consumer Staples ETF
KXI
$1.07B
$7K ﹤0.01%
127
+55
+76% +$3.12K
LAD icon
2719
Lithia Motors
LAD
$8.26B
$7K ﹤0.01%
20
+5
+33% +$1.8K
LADR
2720
Ladder Capital
LADR
$1.24B
$7K ﹤0.01%
650
+535
+465% +$5.83K
LEMB icon
2721
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$724M
$7K ﹤0.01%
176
– –
LRGE icon
2722
ClearBridge Large Cap Growth Select ETF
LRGE
$380M
$7K ﹤0.01%
+151
New +$7.55K
MCRB icon
2723
Seres Therapeutics
MCRB
$48.9M
$7K ﹤0.01%
18
+9
+100% +$4.14K
MIN
2724
Aberdeen Intermediate Income Fund
MIN
$278M
$7K ﹤0.01%
2,100
– –
MOG.A icon
2725
Moog Inc Class A
MOG.A
$12.8B
$7K ﹤0.01%
+88
New +$7.04K
107 108
109
110 111

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.