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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CPF icon
2701
Central Pacific Financial
CPF
$1B
$1K ﹤0.01%
+85
New +$1.38K
DB icon
2702
Deutsche Bank
DB
$71.5B
$1K ﹤0.01%
170
-85
-33% -$875
DEA
2703
Easterly Government Properties
DEA
$1.18B
$1K ﹤0.01%
26
– –
DGS icon
2704
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.77B
$1K ﹤0.01%
+25
New +$1.11K
EBND icon
2705
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.29B
$1K ﹤0.01%
57
– –
EWX icon
2706
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$693M
$1K ﹤0.01%
37
– –
EZM icon
2707
WisdomTree US MidCap Fund
EZM
$956M
$1K ﹤0.01%
+40
New +$1.59K
FXD icon
2708
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$1K ﹤0.01%
26
– –
GHC icon
2709
Graham Holdings Company
GHC
$5.02B
$1K ﹤0.01%
+2
New +$886
GKOS icon
2710
Glaukos
GKOS
$10.6B
$1K ﹤0.01%
+19
New +$1.2K
GNW icon
2711
Genworth Financial
GNW
$3.71B
$1K ﹤0.01%
+363
New +$1.49K
GPI icon
2712
Group 1 Automotive
GPI
$3.18B
$1K ﹤0.01%
+13
New +$1.56K
GT icon
2713
Goodyear
GT
$1.85B
$1K ﹤0.01%
+136
New +$1.37K
HCM icon
2714
HUTCHMED
HCM
$2.17B
$1K ﹤0.01%
+32
New +$984
HOUS
2715
DELISTED
Anywhere Real Estate
HOUS
$1K ﹤0.01%
144
– –
HP icon
2716
Helmerich & Payne
HP
$3.71B
$1K ﹤0.01%
58
+21
+57% +$407
HRB icon
2717
H&R Block
HRB
$5.86B
$1K ﹤0.01%
119
+85
+250% +$1.47K
HUYA
2718
Huya Inc
HUYA
$558M
$1K ﹤0.01%
98
– –
HYGH icon
2719
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$601M
$1K ﹤0.01%
18
– –
IBRX icon
2720
ImmunityBio
IBRX
$8.1B
$1K ﹤0.01%
100
-50
-33% -$481
ICL icon
2721
ICL Group
ICL
$6.85B
$1K ﹤0.01%
245
-176
-42% -$735
IFGL icon
2722
iShares International Developed Real Estate ETF
IFGL
$83.2M
$1K ﹤0.01%
+64
New +$1.63K
IMO icon
2723
Imperial Oil
IMO
$60.4B
$1K ﹤0.01%
+69
New +$1.1K
IQ icon
2724
iQIYI
IQ
$1.28B
$1K ﹤0.01%
100
– –
OPLN
2725
Openlane
OPLN
$4.54B
$1K ﹤0.01%
69
-202
-75% -$3.49K
107 108
109
110 111

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.