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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VAC icon
2676
Marriott Vacations Worldwide
VAC
$3.89B
$27K ﹤0.01%
204
+74
+57% +$10.3K
BFIT
2677
DELISTED
Global X Funds Global X Health & Wellness ETF
BFIT
$27K ﹤0.01%
1,324
+32
+2% +$635
ABCM
2678
DELISTED
Abcam PLC
ABCM
$27K ﹤0.01%
1,743
-1,258
-42% -$19.6K
EXD
2679
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$27K ﹤0.01%
3,000
-2,000
-40% -$19.6K
AVDL
2680
DELISTED
Avadel Pharmaceuticals
AVDL
$26K ﹤0.01%
3,794
+3,294
+659% +$23.1K
CRCT icon
2681
Cricut
CRCT
$1.24B
$26K ﹤0.01%
2,828
+200
+8% +$1.85K
EME icon
2682
Emcor
EME
$35.7B
$26K ﹤0.01%
176
– –
EZM icon
2683
WisdomTree US MidCap Fund
EZM
$952M
$26K ﹤0.01%
540
– –
HIO
2684
Western Asset High Income Opportunity Fund
HIO
$338M
$26K ﹤0.01%
6,750
– –
HP icon
2685
Helmerich & Payne
HP
$4.18B
$26K ﹤0.01%
533
+367
+221% +$17.5K
IYLD icon
2686
iShares Morningstar Multi-Asset Income ETF
IYLD
$126M
$26K ﹤0.01%
1,416
+9
+0.6% +$170
JLS icon
2687
Nuveen Mortgage and Income Fund
JLS
$94.9M
$26K ﹤0.01%
1,631
– –
OPAL icon
2688
OPAL Fuels
OPAL
$78.9M
$26K ﹤0.01%
3,585
+585
+20% +$4.72K
PCTY icon
2689
Paylocity
PCTY
$7.73B
$26K ﹤0.01%
135
+51
+61% +$11K
PPT
2690
Franklin Premier Income Trust
PPT
$330M
$26K ﹤0.01%
7,272
+91
+1% +$331
RH icon
2691
RH
RH
$3.47B
$26K ﹤0.01%
101
-792
-89% -$206K
PRMW
2692
DELISTED
Primo Water Corporation
PRMW
$26K ﹤0.01%
1,703
-161
-9% -$2.34K
AYX
2693
DELISTED
Alteryx Inc
AYX
$26K ﹤0.01%
515
-316
-38% -$15.1K
SLGC
2694
DELISTED
SomaLogic, Inc. Class A Common Stock
SLGC
$26K ﹤0.01%
10,750
+7,950
+284% +$22.2K
GRNA
2695
DELISTED
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
$26K ﹤0.01%
22,301
+1,500
+7% +$2.44K
ALG icon
2696
Alamo Group
ALG
$2.06B
$25K ﹤0.01%
181
-16
-8% -$2.32K
AVXL icon
2697
Anavex Life Sciences
AVXL
$314M
$25K ﹤0.01%
2,700
– –
BATT icon
2698
Amplify Lithium & Battery Technology ETF
BATT
$126M
$25K ﹤0.01%
2,150
+55
+3% +$712
BKU icon
2699
Bankunited
BKU
$3.3B
$25K ﹤0.01%
763
-36
-5% -$1.27K
CWST icon
2700
Casella Waste Systems
CWST
$5.73B
$25K ﹤0.01%
322
-118
-27% -$9.47K
106 107
108
109 110

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.