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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOG.A icon
2676
Moog Inc Class A
MOG.A
$12.8B
$16K ﹤0.01%
+215
New +$16.8K
PCN
2677
PIMCO Corporate & Income Strategy Fund
PCN
$885M
$16K ﹤0.01%
922
– –
RCKY icon
2678
Rocky Brands
RCKY
$369M
$16K ﹤0.01%
346
-514
-60% -$25.6K
ROG icon
2679
Rogers Corp
ROG
$2.4B
$16K ﹤0.01%
88
– –
RRC icon
2680
Range Resources
RRC
$8.95B
$16K ﹤0.01%
751
– –
SAN icon
2681
Banco Santander
SAN
$210B
$16K ﹤0.01%
4,811
-2,025
-30% -$7.48K
SCHC icon
2682
Schwab International Small-Cap Equity ETF
SCHC
$5.65B
$16K ﹤0.01%
427
+72
+20% +$3.06K
TMHC
2683
DELISTED
Taylor Morrison
TMHC
$16K ﹤0.01%
648
-52
-7% -$1.38K
VSAT icon
2684
Viasat
VSAT
$11.1B
$16K ﹤0.01%
300
+6
+2% +$307
XP icon
2685
XP
XP
$8.39B
$16K ﹤0.01%
411
+61
+17% +$2.73K
SWAV
2686
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$16K ﹤0.01%
81
– –
CHNG
2687
DELISTED
Change Healthcare Inc. Common Stock
CHNG
$16K ﹤0.01%
788
– –
FINS.RT
2688
DELISTED
Angel Oak Financial Strategies Income Term Trust Rights (expires October 14, 2021)
FINS.RT
$16K ﹤0.01%
+75,231
New +$18.4K
AMBA icon
2689
Ambarella
AMBA
$3.81B
$15K ﹤0.01%
98
– –
EB
2690
DELISTED
Eventbrite
EB
$15K ﹤0.01%
839
– –
FLTB icon
2691
Fidelity Limited Term Bond ETF
FLTB
$435M
$15K ﹤0.01%
+293
New +$15.4K
FN icon
2692
Fabrinet
FN
$20.1B
$15K ﹤0.01%
148
+66
+80% +$6.46K
GME icon
2693
GameStop
GME
$8.6B
$15K ﹤0.01%
360
+8
+2% +$366
GOOS
2694
Canada Goose Holdings
GOOS
$856M
$15K ﹤0.01%
430
– –
HELE icon
2695
Helen of Troy
HELE
$693M
$15K ﹤0.01%
69
+2
+3% +$458
IDRV icon
2696
iShares Self-Driving EV and Tech ETF
IDRV
$138M
$15K ﹤0.01%
313
-81
-21% -$4K
IPAY icon
2697
Amplify Mobile Payments ETF
IPAY
$182M
$15K ﹤0.01%
230
+130
+130% +$9.18K
MLKN icon
2698
MillerKnoll
MLKN
$1.67B
$15K ﹤0.01%
407
-224
-35% -$9.62K
MNRO icon
2699
Monro
MNRO
$398M
$15K ﹤0.01%
277
+1
+0.4% +$59
MUC icon
2700
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$15K ﹤0.01%
1,013
+10
+1% +$160
106 107
108
109 110

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.