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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNTV
2676
DELISTED
Momentive Global Inc. Common Stock
MNTV
$2K ﹤0.01%
95
+71
+296% +$1.6K
NVCN
2677
DELISTED
Neovasc Inc.
NVCN
$2K ﹤0.01%
91
– –
AIMC
2678
DELISTED
Altra Industrial Motion Corp
AIMC
$2K ﹤0.01%
47
+13
+38% +$640
PING
2679
DELISTED
Ping Identity Holding Corp.
PING
$2K ﹤0.01%
83
+41
+98% +$1.14K
EBSB
2680
DELISTED
Meridian Bancorp, Inc.
EBSB
$2K ﹤0.01%
+183
New +$2.43K
QTS
2681
DELISTED
QTS REALTY TRUST, INC.
QTS
$2K ﹤0.01%
+38
New +$2.38K
EFF
2682
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$2K ﹤0.01%
+189
New +$2.82K
AAT
2683
American Assets Trust
AAT
$1.4B
$1K ﹤0.01%
66
– –
ACHC icon
2684
Acadia Healthcare
ACHC
$2.94B
$1K ﹤0.01%
+30
New +$1.2K
ASIX icon
2685
AdvanSix
ASIX
$444M
$1K ﹤0.01%
90
-40
-31% -$685
ATHM icon
2686
Autohome
ATHM
$2.62B
$1K ﹤0.01%
16
+10
+167% +$989
OPTU
2687
Optimum Communications Inc
OPTU
$301M
$1K ﹤0.01%
+34
New +$1.06K
BKH icon
2688
Black Hills Corp
BKH
$5.69B
$1K ﹤0.01%
+20
New +$1.2K
BLFS icon
2689
BioLife Solutions
BLFS
$1.7B
$1K ﹤0.01%
+33
New +$1.13K
BTE icon
2690
Baytex Energy
BTE
$2.92B
$1K ﹤0.01%
2,020
– –
BWA icon
2691
BorgWarner
BWA
$13.9B
$1K ﹤0.01%
55
-224
-80% -$7.59K
CATY icon
2692
Cathay General Bancorp
CATY
$4.24B
$1K ﹤0.01%
+44
New +$1.2K
CBZ icon
2693
CBIZ
CBZ
$2.96B
$1K ﹤0.01%
+48
New +$1.18K
CCBG icon
2694
Capital City Bank Group
CCBG
$890M
$1K ﹤0.01%
50
– –
CCRD
2695
DELISTED
CoreCard
CCRD
$1K ﹤0.01%
25
– –
CEF icon
2696
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$1K ﹤0.01%
+100
New +$1.86K
CLM icon
2697
Cornerstone Strategic Value Fund
CLM
$2.25B
$1K ﹤0.01%
+102
New +$1.13K
CMA
2698
DELISTED
Comerica
CMA
$1K ﹤0.01%
24
– –
CNK icon
2699
Cinemark Holdings
CNK
$4.32B
$1K ﹤0.01%
99
+38
+62% +$478
CNX icon
2700
CNX Resources
CNX
$5.2B
$1K ﹤0.01%
+131
New +$1.32K
106 107
108
109 110

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.