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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDRV icon
2651
iShares Self-Driving EV and Tech ETF
IDRV
$138M
$28K ﹤0.01%
830
-750
-47% -$27K
LIDR icon
2652
AEye
LIDR
$60.4M
$28K ﹤0.01%
1,997
– –
MNSB icon
2653
MainStreet Bancshares
MNSB
$172M
$28K ﹤0.01%
1,050
– –
NHI icon
2654
National Health Investors
NHI
$3.59B
$28K ﹤0.01%
547
– –
ORN icon
2655
Orion Group Holdings
ORN
$396M
$28K ﹤0.01%
+11,844
New +$28.6K
QDPL icon
2656
Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF
QDPL
$1.77B
$28K ﹤0.01%
1,000
– –
RNRG icon
2657
Global X Renewable Energy Producers ETF
RNRG
$25.9M
$28K ﹤0.01%
733
– –
VRSN icon
2658
VeriSign
VRSN
$26.5B
$28K ﹤0.01%
139
-39
-22% -$7.48K
VSXY
2659
Victoria's Secret
VSXY
$7.95B
$28K ﹤0.01%
801
-58
-7% -$2.31K
WMK icon
2660
Weis Markets
WMK
$1.78B
$28K ﹤0.01%
341
– –
ZWS icon
2661
Zurn Elkay Water Solutions
ZWS
$8.47B
$28K ﹤0.01%
1,354
+1,240
+1,088% +$29.3K
XWEB
2662
DELISTED
SPDR S&P Internet ETF
XWEB
$28K ﹤0.01%
452
+66
+17% +$4.42K
DISH
2663
DELISTED
DISH Network Corp.
DISH
$28K ﹤0.01%
2,129
+2,064
+3,175% +$30.5K
ASA
2664
ASA Gold and Precious Metals
ASA
$1.1B
$27K ﹤0.01%
1,942
+1
+0.1% +$14
AXSM icon
2665
Axsome Therapeutics
AXSM
$11.4B
$27K ﹤0.01%
350
– –
CENTA icon
2666
Central Garden & Pet Co Class A
CENTA
$2.39B
$27K ﹤0.01%
969
-81
-8% -$2.43K
CLMT icon
2667
Calumet Specialty Products
CLMT
$4B
$27K ﹤0.01%
1,654
– –
DPG
2668
Duff & Phelps Utility and Infrastructure Fund
DPG
$517M
$27K ﹤0.01%
2,000
– –
HERO icon
2669
Global X Video Games & Esports ETF
HERO
$68.1M
$27K ﹤0.01%
1,445
+1,250
+641% +$22.8K
ICVT icon
2670
iShares Convertible Bond ETF
ICVT
$7.42B
$27K ﹤0.01%
392
-2,583
-87% -$182K
LRGE icon
2671
ClearBridge Large Cap Growth Select ETF
LRGE
$382M
$27K ﹤0.01%
675
-230
-25% -$9.64K
LSCC icon
2672
Lattice Semiconductor
LSCC
$18.2B
$27K ﹤0.01%
429
+344
+405% +$20.8K
PRDO icon
2673
Perdoceo Education
PRDO
$1.97B
$27K ﹤0.01%
1,980
– –
REZI icon
2674
Resideo Technologies
REZI
$3.67B
$27K ﹤0.01%
1,702
-727
-30% -$13.2K
USDU icon
2675
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$457M
$27K ﹤0.01%
1,061
– –
105 106
107
108 109

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.