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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNX icon
2651
TD Synnex
SNX
$20.2B
$17K ﹤0.01%
178
+8
+5% +$957
TSI
2652
TCW Strategic Income Fund
TSI
$213M
$17K ﹤0.01%
+3,000
New +$17.5K
YOLO icon
2653
AdvisorShares Pure Cannabis ETF
YOLO
$31.1M
$17K ﹤0.01%
1,078
+50
+5% +$914
ZD icon
2654
Ziff Davis
ZD
$1.98B
$17K ﹤0.01%
146
+99
+211% +$11.9K
FLG.PRU
2655
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$118M
$17K ﹤0.01%
+327
New +$17K
AQUA
2656
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
$17K ﹤0.01%
477
+62
+15% +$2.24K
AUY
2657
DELISTED
Yamana Gold, Inc.
AUY
$17K ﹤0.01%
4,353
+749
+21% +$3.17K
IAA
2658
DELISTED
IAA, Inc. Common Stock
IAA
$17K ﹤0.01%
312
-178
-36% -$9.87K
CLAA.U
2659
DELISTED
Colonnade Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
CLAA.U
$17K ﹤0.01%
1,850
-34,800
-95% -$345K
POSH
2660
DELISTED
Poshmark, Inc. Class A Common Stock
POSH
$17K ﹤0.01%
+750
New +$24K
HMHC
2661
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$17K ﹤0.01%
1,272
-126
-9% -$1.58K
ADMS
2662
DELISTED
Adamas Pharmaceuticals
ADMS
$17K ﹤0.01%
3,576
– –
AA icon
2663
Alcoa
AA
$13.2B
$16K ﹤0.01%
327
-2,710
-89% -$115K
AIVI icon
2664
WisdomTree International AI Enhanced Value Fund
AIVI
$63.9M
$16K ﹤0.01%
+400
New +$17.3K
BRZU icon
2665
Direxion Daily MSCI Brazil Bull 2X ETF
BRZU
$97.7M
$16K ﹤0.01%
200
– –
CRS icon
2666
Carpenter Technology
CRS
$28.4B
$16K ﹤0.01%
515
-20
-4% -$708
CVLT icon
2667
Commault Systems
CVLT
$5.61B
$16K ﹤0.01%
215
+41
+24% +$3.18K
DJCO icon
2668
Daily Journal
DJCO
$778M
$16K ﹤0.01%
50
– –
EEMS icon
2669
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$373M
$16K ﹤0.01%
+264
New +$16.3K
ETJ
2670
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$16K ﹤0.01%
1,530
– –
FHI icon
2671
Federated Hermes
FHI
$4.72B
$16K ﹤0.01%
500
– –
GWX icon
2672
State Street SPDR S&P International Small Cap ETF
GWX
$913M
$16K ﹤0.01%
432
– –
HGV icon
2673
Hilton Grand Vacations
HGV
$3.55B
$16K ﹤0.01%
348
-66
-16% -$2.79K
HIMX
2674
Himax Technologies
HIMX
$2.55B
$16K ﹤0.01%
1,524
+1,075
+239% +$13.8K
IX icon
2675
ORIX
IX
$43.5B
$16K ﹤0.01%
925
+520
+128% +$9.57K
105 106
107
108 109

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.