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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCZ
2651
Virtus Convertible & Income Fund II
NCZ
$301M
$13K ﹤0.01%
+614
New +$12.6K
PPT
2652
Franklin Premier Income Trust
PPT
$328M
$13K ﹤0.01%
3,000
– –
RWX icon
2653
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$13K ﹤0.01%
377
+3
+0.8% +$110
SIGI icon
2654
Selective Insurance
SIGI
$5.73B
$13K ﹤0.01%
165
-5
-3% -$382
STLA icon
2655
Stellantis
STLA
$20.8B
$13K ﹤0.01%
698
+534
+326% +$10K
TALKW
2656
DELISTED
Talkspace Inc Warrant
TALKW
$13K ﹤0.01%
10,000
– –
THO icon
2657
Thor Industries
THO
$4.14B
$13K ﹤0.01%
116
+36
+45% +$4.58K
TPH
2658
DELISTED
Tri Pointe Homes
TPH
$13K ﹤0.01%
624
-526
-46% -$12K
VECO icon
2659
Veeco
VECO
$3.23B
$13K ﹤0.01%
+550
New +$12.6K
QQQN
2660
DELISTED
VictoryShares Nasdaq Next 50 ETF
QQQN
$13K ﹤0.01%
395
+27
+7% +$875
MDRX
2661
DELISTED
Veradigm Inc. Common Stock
MDRX
$13K ﹤0.01%
719
– –
EVOP
2662
DELISTED
EVO Payments, Inc. Class A Common Stock
EVOP
$13K ﹤0.01%
+481
New +$13.7K
STL
2663
DELISTED
Sterling Bancorp
STL
$13K ﹤0.01%
542
-162
-23% -$4.08K
ADNT icon
2664
Adient
ADNT
$1.5B
$12K ﹤0.01%
286
+231
+420% +$10.8K
AIQ icon
2665
Global X Artificial Intelligence & Technology ETF
AIQ
$11B
$12K ﹤0.01%
400
– –
AMAL icon
2666
Amalgamated Financial
AMAL
$1.49B
$12K ﹤0.01%
778
+3
+0.4% +$49
AQST icon
2667
Aquestive Therapeutics
AQST
$494M
$12K ﹤0.01%
3,166
– –
AVA icon
2668
Avista
AVA
$3.24B
$12K ﹤0.01%
304
-99
-25% -$4.54K
BBVA icon
2669
Banco Bilbao Vizcaya Argentaria
BBVA
$156B
$12K ﹤0.01%
2,145
-1,200
-36% -$7.1K
BFLY icon
2670
Butterfly Network
BFLY
$2.35B
$12K ﹤0.01%
850
-9,010
-91% -$122K
BLKB icon
2671
Blackbaud
BLKB
$2.08B
$12K ﹤0.01%
160
– –
BSL
2672
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$12K ﹤0.01%
+785
New +$12.7K
CENN icon
2673
Cenntro
CENN
$8.43M
$12K ﹤0.01%
2
– –
DFEB icon
2674
FT Vest US Equity Deep Buffer ETF February
DFEB
$466M
$12K ﹤0.01%
360
– –
DORM icon
2675
Dorman Products
DORM
$4.18B
$12K ﹤0.01%
122
+84
+221% +$8.61K
105 106
107
108 109

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.