We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROL icon
2651
Rollins
ROL
$18.2B
$2K ﹤0.01%
75
+39
+108% +$1.51K
RRX icon
2652
Regal Rexnord
RRX
$11.9B
$2K ﹤0.01%
+24
New +$2.65K
SKX
2653
DELISTED
Skechers
SKX
$2K ﹤0.01%
68
+9
+15% +$306
STLA icon
2654
Stellantis
STLA
$20.8B
$2K ﹤0.01%
164
+112
+215% +$1.65K
TFII icon
2655
TFI International
TFII
$11.5B
$2K ﹤0.01%
+52
New +$2.58K
TLRY icon
2656
Tilray
TLRY
$622M
$2K ﹤0.01%
25
-605
-96% -$44.1K
TOWN icon
2657
Towne Bank
TOWN
$3.42B
$2K ﹤0.01%
+120
New +$2.48K
TX icon
2658
Ternium
TX
$10.6B
$2K ﹤0.01%
+99
New +$2.44K
VAC icon
2659
Marriott Vacations Worldwide
VAC
$4.25B
$2K ﹤0.01%
21
-3,108
-99% -$366K
VET icon
2660
Vermilion Energy
VET
$1.66B
$2K ﹤0.01%
493
-278
-36% -$988
VKTX icon
2661
Viking Therapeutics
VKTX
$4B
$2K ﹤0.01%
360
– –
VOC icon
2662
VOC Energy
VOC
$51.9M
$2K ﹤0.01%
1,000
– –
VPG icon
2663
Vishay Precision Group
VPG
$914M
$2K ﹤0.01%
71
– –
VXRT
2664
DELISTED
Vaxart
VXRT
$2K ﹤0.01%
500
-8,000
-94% -$50.9K
WB icon
2665
Weibo
WB
$1.95B
$2K ﹤0.01%
70
+30
+75% +$1.27K
WH icon
2666
Wyndham Hotels & Resorts
WH
$5.48B
$2K ﹤0.01%
50
– –
WLKP icon
2667
Westlake Chemical Partners
WLKP
$763M
$2K ﹤0.01%
+122
New +$2.47K
SUM
2668
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$2K ﹤0.01%
122
+104
+578% +$1.93K
RCM
2669
DELISTED
R1 RCM Inc. Common Stock
RCM
$2K ﹤0.01%
96
– –
HOLI
2670
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$2K ﹤0.01%
200
– –
ERF
2671
DELISTED
Enerplus Corporation
ERF
$2K ﹤0.01%
653
+141
+28% +$342
NEPT
2672
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$2K ﹤0.01%
1
– –
IMGN
2673
DELISTED
Immunogen Inc
IMGN
$2K ﹤0.01%
378
-21
-5% -$122
NTCO
2674
DELISTED
Natura &Co Holding S.A. American Depositary Shares (each representing two Common Shares)
NTCO
$2K ﹤0.01%
120
– –
FOCS
2675
DELISTED
Focus Financial Partners Inc. Class A
FOCS
$2K ﹤0.01%
+61
New +$2.45K
105 106
107
108 109

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.