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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMBS icon
2626
Rambus
RMBS
$10.4B
$30K ﹤0.01%
856
– –
VCTR icon
2627
Victory Capital Holdings
VCTR
$6.85B
$30K ﹤0.01%
1,183
-351
-23% -$9.87K
XRAY icon
2628
Dentsply Sirona
XRAY
$2.32B
$30K ﹤0.01%
965
-1,004
-51% -$30.3K
AUY
2629
DELISTED
Yamana Gold, Inc.
AUY
$30K ﹤0.01%
5,449
-566
-9% -$2.86K
ADX icon
2630
Adams Diversified Equity Fund
ADX
$3.28B
$29K ﹤0.01%
2,000
– –
BFOR icon
2631
Barron's 400 ETF
BFOR
$235M
$29K ﹤0.01%
2,220
-1,164
-34% -$15.8K
CCRN
2632
DELISTED
Cross Country Healthcare
CCRN
$29K ﹤0.01%
1,107
-200
-15% -$6.53K
CWEN.A
2633
DELISTED
Clearway Energy Class A
CWEN.A
$29K ﹤0.01%
1,000
-1,815
-64% -$56.7K
DOL icon
2634
WisdomTree True Developed International Fund
DOL
$841M
$29K ﹤0.01%
661
-1,356
-67% -$56.7K
DWAS icon
2635
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$444M
$29K ﹤0.01%
400
+4
+1% +$297
EWH icon
2636
iShares MSCI Hong Kong ETF
EWH
$1.23B
$29K ﹤0.01%
1,419
-411
-22% -$7.86K
HWC icon
2637
Hancock Whitney
HWC
$6.21B
$29K ﹤0.01%
606
-54
-8% -$2.79K
IHG icon
2638
InterContinental Hotels
IHG
$23B
$29K ﹤0.01%
522
-377
-42% -$21K
LOCL icon
2639
Local Bounti
LOCL
$26.2M
$29K ﹤0.01%
1,616
-284
-15% -$8.86K
PSF icon
2640
Cohen & Steers Select Preferred & Income Fund
PSF
$237M
$29K ﹤0.01%
1,600
– –
SFL icon
2641
SFL Corp
SFL
$1.58B
$29K ﹤0.01%
3,253
– –
SNDR icon
2642
Schneider National
SNDR
$6.18B
$29K ﹤0.01%
1,268
-39
-3% -$912
SYM icon
2643
Symbotic
SYM
$5.21B
$29K ﹤0.01%
+2,500
New +$29.1K
TMHC
2644
DELISTED
Taylor Morrison
TMHC
$29K ﹤0.01%
963
+73
+8% +$2.03K
VMO icon
2645
Invesco Municipal Opportunity Trust
VMO
$658M
$29K ﹤0.01%
3,010
– –
SYNH
2646
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$29K ﹤0.01%
814
-83
-9% -$3.28K
BANX
2647
ArrowMark Financial
BANX
$197M
$28K ﹤0.01%
1,700
– –
BOC icon
2648
Boston Omaha
BOC
$429M
$28K ﹤0.01%
1,083
– –
CVLT icon
2649
Commault Systems
CVLT
$5.78B
$28K ﹤0.01%
453
+10
+2% +$620
IBKR icon
2650
Interactive Brokers
IBKR
$41.1B
$28K ﹤0.01%
1,580
-2,332
-60% -$43.6K
104 105
106
107 108

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.