We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TGI
2626
DELISTED
Triumph Group
TGI
$18K ﹤0.01%
1,000
– –
TR icon
2627
Tootsie Roll Industries
TR
$2.98B
$18K ﹤0.01%
713
– –
WGSWW
2628
DELISTED
GeneDx Holdings Warrant
WGSWW
$18K ﹤0.01%
+8,629
New +$28.4K
ABCM
2629
DELISTED
Abcam PLC
ABCM
$18K ﹤0.01%
924
+84
+10% +$1.67K
CVET
2630
DELISTED
Covetrus, Inc. Common Stock
CVET
$18K ﹤0.01%
1,015
– –
COHR
2631
DELISTED
Coherent Inc
COHR
$18K ﹤0.01%
+72
New +$18.1K
JTD
2632
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$18K ﹤0.01%
1,167
+21
+2% +$341
GRUB
2633
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$18K ﹤0.01%
1,347
+316
+31% +$5.52K
BGR icon
2634
BlackRock Energy and Resources Trust
BGR
$405M
$17K ﹤0.01%
1,878
– –
CBU icon
2635
Community Bank
CBU
$3.41B
$17K ﹤0.01%
255
-218
-46% -$15.6K
CCCC icon
2636
C4 Therapeutics
CCCC
$412M
$17K ﹤0.01%
+400
New +$17.1K
CKPT
2637
DELISTED
Checkpoint Therapeutics
CKPT
$17K ﹤0.01%
530
– –
CQQQ icon
2638
Invesco China Technology ETF
CQQQ
$3.31B
$17K ﹤0.01%
259
+200
+339% +$14.3K
EMBJ
2639
Embraer S.A. ADS
EMBJ
$13B
$17K ﹤0.01%
+1,028
New +$16K
FFC
2640
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$782M
$17K ﹤0.01%
808
– –
FLR icon
2641
Fluor
FLR
$7.96B
$17K ﹤0.01%
1,084
+237
+28% +$3.89K
HAIN icon
2642
Hain Celestial
HAIN
$53.7M
$17K ﹤0.01%
413
-58
-12% -$2.3K
MCHB
2643
Mechanics Bancorp
MCHB
$3.68B
$17K ﹤0.01%
428
+43
+11% +$1.68K
HYI
2644
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$17K ﹤0.01%
1,120
+9
+0.8% +$141
BRSL
2645
Brightstar Lottery PLC
BRSL
$2.03B
$17K ﹤0.01%
662
– –
MZTI
2646
The Marzetti Company
MZTI
$3.11B
$17K ﹤0.01%
103
-96
-48% -$17.8K
LPX icon
2647
Louisiana-Pacific
LPX
$5.49B
$17K ﹤0.01%
279
+44
+19% +$2.59K
NGVT icon
2648
Ingevity
NGVT
$2.68B
$17K ﹤0.01%
250
– –
PPA icon
2649
Invesco Aerospace & Defense ETF
PPA
$8.7B
$17K ﹤0.01%
250
+50
+25% +$3.68K
SGMO
2650
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$17K ﹤0.01%
1,991
+1,491
+298% +$14.7K
104 105
106
107 108

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.