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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AQUA
2626
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
$14K ﹤0.01%
415
– –
CHRA
2627
DELISTED
Charah Solutions, Inc Common Stock
CHRA
$14K ﹤0.01%
+281
New +$16.1K
FVT.WS
2628
DELISTED
Fortress Value Acquisition Corp. III Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
FVT.WS
$14K ﹤0.01%
+11,923
New +$13.9K
XEC
2629
DELISTED
CIMAREX ENERGY CO
XEC
$14K ﹤0.01%
198
+39
+25% +$2.63K
APPF icon
2630
AppFolio
APPF
$7.04B
$13K ﹤0.01%
97
– –
AUB icon
2631
Atlantic Union Bankshares
AUB
$5.93B
$13K ﹤0.01%
375
– –
AVT icon
2632
Avnet
AVT
$7.92B
$13K ﹤0.01%
337
-167
-33% -$7.19K
BKU icon
2633
Bankunited
BKU
$3.36B
$13K ﹤0.01%
318
-82
-21% -$3.75K
CRTO icon
2634
Criteo S.A. Ordinary Shares
CRTO
$923M
$13K ﹤0.01%
305
+64
+27% +$2.46K
CVLT icon
2635
Commault Systems
CVLT
$5.61B
$13K ﹤0.01%
174
+39
+29% +$2.83K
CVM icon
2636
CEL-SCI Corp
CVM
$30.1M
$13K ﹤0.01%
52
– –
EBS icon
2637
Emergent Biosolutions
EBS
$248M
$13K ﹤0.01%
212
+12
+6% +$771
ELDN icon
2638
Eledon Pharmaceuticals
ELDN
$285M
$13K ﹤0.01%
1,666
– –
GATX icon
2639
GATX Corp
GATX
$6.27B
$13K ﹤0.01%
151
+64
+74% +$6.15K
GGG icon
2640
Graco
GGG
$13.5B
$13K ﹤0.01%
182
-4
-2% -$300
H icon
2641
Hyatt Hotels
H
$16.7B
$13K ﹤0.01%
172
-47
-21% -$3.8K
HMC icon
2642
Honda
HMC
$41.3B
$13K ﹤0.01%
441
-287
-39% -$8.92K
IDE
2643
Voya Infrastructure, Industrials and Materials Fund
IDE
$198M
$13K ﹤0.01%
1,018
+18
+2% +$227
IIF
2644
Morgan Stanley India Investment Fund
IIF
$220M
$13K ﹤0.01%
+540
New +$12.9K
IOVA icon
2645
Iovance Biotherapeutics
IOVA
$2.83B
$13K ﹤0.01%
500
– –
KLIC icon
2646
Kulicke & Soffa
KLIC
$4.78B
$13K ﹤0.01%
215
+34
+19% +$1.83K
KOP icon
2647
Koppers
KOP
$985M
$13K ﹤0.01%
415
– –
LPX icon
2648
Louisiana-Pacific
LPX
$5.49B
$13K ﹤0.01%
235
-8
-3% -$511
MD icon
2649
Pediatrix Medical
MD
$2.2B
$13K ﹤0.01%
436
+115
+36% +$3.39K
MTRN icon
2650
Materion
MTRN
$6.04B
$13K ﹤0.01%
184
+17
+10% +$1.26K
104 105
106
107 108

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.