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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WLK icon
2626
Westlake Corp
WLK
$9.9B
$9K ﹤0.01%
106
+53
+100% +$4.6K
SUM
2627
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$9K ﹤0.01%
346
+224
+184% +$5.63K
TCS
2628
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$9K ﹤0.01%
+37
New +$8.27K
LSI
2629
DELISTED
Life Storage, Inc.
LSI
$9K ﹤0.01%
105
-17
-14% -$1.41K
APTO
2630
DELISTED
Aptose Biosciences, Inc.
APTO
$9K ﹤0.01%
+3
New +$5.95K
MANT
2631
DELISTED
Mantech International Corp
MANT
$9K ﹤0.01%
107
+45
+73% +$3.92K
HMHC
2632
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$9K ﹤0.01%
+1,272
New +$7.26K
XEC
2633
DELISTED
CIMAREX ENERGY CO
XEC
$9K ﹤0.01%
159
+64
+67% +$3.42K
LMNX
2634
DELISTED
Luminex Corp
LMNX
$9K ﹤0.01%
287
– –
FBC
2635
DELISTED
Flagstar Bancorp, Inc. New
FBC
$9K ﹤0.01%
215
+172
+400% +$7.77K
AGZ icon
2636
iShares Agency Bond ETF
AGZ
$565M
$8K ﹤0.01%
70
– –
AZUL
2637
DELISTED
Azul
AZUL
$8K ﹤0.01%
400
-51
-11% -$1.11K
BEKE icon
2638
KE Holdings
BEKE
$18.8B
$8K ﹤0.01%
148
+85
+135% +$5.34K
BHV icon
2639
BlackRock Virginia Muni Bond Trust
BHV
$20.3M
$8K ﹤0.01%
505
– –
BLMN icon
2640
Bloomin' Brands
BLMN
$938M
$8K ﹤0.01%
308
-2,632
-90% -$63.8K
CMBS icon
2641
iShares CMBS ETF
CMBS
$472M
$8K ﹤0.01%
152
-75
-33% -$4.1K
CMPR icon
2642
Cimpress
CMPR
$2.31B
$8K ﹤0.01%
89
+46
+107% +$4.53K
CRTO icon
2643
Criteo S.A. Ordinary Shares
CRTO
$923M
$8K ﹤0.01%
+241
New +$6.62K
CVLT icon
2644
Commault Systems
CVLT
$5.61B
$8K ﹤0.01%
+135
New +$8.58K
DOMO icon
2645
Domo
DOMO
$184M
$8K ﹤0.01%
150
– –
EZPW icon
2646
Ezcorp Inc
EZPW
$1.71B
$8K ﹤0.01%
1,700
– –
FOUR icon
2647
Shift4
FOUR
$3.26B
$8K ﹤0.01%
105
– –
FSS icon
2648
Federal Signal
FSS
$7.83B
$8K ﹤0.01%
229
+140
+157% +$5.06K
FTS icon
2649
Fortis
FTS
$28.7B
$8K ﹤0.01%
185
-6
-3% -$246
GATX icon
2650
GATX Corp
GATX
$6.27B
$8K ﹤0.01%
87
+51
+142% +$4.75K
104 105
106
107 108

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.