We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVER icon
2626
EverQuote
EVER
$893M
$0 ﹤0.01%
+16
New +$721
EWI icon
2627
iShares MSCI Italy ETF
EWI
$1.08B
– –
-9,194
Closed -$221K
FBK icon
2628
FB Financial Corp
FBK
$3.04B
$0 ﹤0.01%
38
– –
DMC
2629
Del Monte Corp
DMC
$1.4B
– –
-33
Closed -$1K
FEMS icon
2630
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$252M
$0 ﹤0.01%
17
– –
FF icon
2631
Future Fuel
FF
$229M
– –
-204
Closed -$2K
FFBC icon
2632
First Financial Bancorp
FFBC
$3.52B
$0 ﹤0.01%
13
-29
-69% -$392
FLO icon
2633
Flowers Foods
FLO
$1.52B
– –
-92
Closed -$2K
FLS icon
2634
Flowserve
FLS
$10.1B
$0 ﹤0.01%
11
-27
-71% -$787
FUL icon
2635
H.B. Fuller
FUL
$3.27B
– –
-44
Closed -$2K
FULT icon
2636
Fulton Financial
FULT
$4.62B
– –
-389
Closed -$4K
GATX icon
2637
GATX Corp
GATX
$6.24B
$0 ﹤0.01%
13
-93
-88% -$5.92K
GBCI icon
2638
Glacier Bancorp
GBCI
$6.32B
– –
-1,000
Closed -$35K
GDRX icon
2639
GoodRx Holdings
GDRX
$1.3B
$0 ﹤0.01%
+7
New +$371
GIII icon
2640
G-III Apparel Group
GIII
$1.48B
– –
-37
Closed –
GKOS icon
2641
Glaukos
GKOS
$10.7B
– –
-44
Closed -$2K
GNTX icon
2642
Gentex
GNTX
$5.01B
– –
-95
Closed -$2K
GO icon
2643
Grocery Outlet
GO
$961M
$0 ﹤0.01%
+24
New +$989
GPRO icon
2644
GoPro
GPRO
$122M
$0 ﹤0.01%
150
+30
+25% +$141
GRPN icon
2645
Groupon
GRPN
$945M
– –
-36
Closed -$1K
GRX
2646
Gabelli Healthcare & Wellness Trust
GRX
$146M
$0 ﹤0.01%
57
-1,400
-96% -$14.6K
HBIO icon
2647
Harvard Bioscience
HBIO
$28.7M
– –
-200
Closed -$6K
HCC icon
2648
Warrior Met Coal
HCC
$4.95B
– –
-197
Closed -$3K
HCKT icon
2649
Hackett Group
HCKT
$284M
$0 ﹤0.01%
36
– –
HE icon
2650
Hawaiian Electric Industries
HE
$2.08B
$0 ﹤0.01%
+25
New +$877
104 105
106
107 108

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.