We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWX icon
2601
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$694M
$31K ﹤0.01%
651
+5
+0.8% +$240
FMAO icon
2602
Farmers & Merchants Bancorp
FMAO
$473M
$31K ﹤0.01%
1,162
-804
-41% -$22.6K
GGZ
2603
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
$31K ﹤0.01%
2,820
– –
IBTF
2604
DELISTED
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
$31K ﹤0.01%
+1,332
New +$31K
KAI icon
2605
Kadant
KAI
$3.94B
$31K ﹤0.01%
176
-16
-8% -$2.85K
MGNI icon
2606
Magnite
MGNI
$3.47B
$31K ﹤0.01%
3,057
+921
+43% +$8.41K
MHK icon
2607
Mohawk Industries
MHK
$9.19B
$31K ﹤0.01%
307
+181
+144% +$17.8K
PAWZ icon
2608
ProShares Pet Care ETF
PAWZ
$33.5M
$31K ﹤0.01%
661
+24
+4% +$1.14K
RIOT icon
2609
Riot Platforms
RIOT
$7.34B
$31K ﹤0.01%
9,363
+172
+2% +$887
SLQD icon
2610
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
$31K ﹤0.01%
668
-360
-35% -$17.1K
SPR
2611
DELISTED
Spirit AeroSystems
SPR
$31K ﹤0.01%
1,079
-1,025
-49% -$26.6K
WERN icon
2612
Werner Enterprises
WERN
$2.2B
$31K ﹤0.01%
770
-56
-7% -$2.28K
WH icon
2613
Wyndham Hotels & Resorts
WH
$5.29B
$31K ﹤0.01%
438
+255
+139% +$18K
XPO icon
2614
XPO
XPO
$23.5B
$31K ﹤0.01%
953
-7,019
-88% -$236K
SRC
2615
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$31K ﹤0.01%
798
– –
PRVB
2616
DELISTED
Provention Bio, Inc. Common Stock
PRVB
$31K ﹤0.01%
3,000
– –
RSX
2617
DELISTED
VanEck Russia ETF
RSX
$31K ﹤0.01%
5,538
– –
ACHC icon
2618
Acadia Healthcare
ACHC
$2.96B
$30K ﹤0.01%
368
-28
-7% -$2.31K
ASET
2619
DELISTED
FlexShares Real Assets Allocation Index Fund
ASET
$30K ﹤0.01%
+1,023
New +$30.1K
AVT icon
2620
Avnet
AVT
$7.99B
$30K ﹤0.01%
721
+13
+2% +$541
BRBR icon
2621
BellRing Brands
BRBR
$1.32B
$30K ﹤0.01%
1,182
-172
-13% -$4.14K
LILA icon
2622
Liberty Latin America Class A
LILA
$1.67B
$30K ﹤0.01%
5,960
– –
MEDP icon
2623
Medpace
MEDP
$16.8B
$30K ﹤0.01%
143
+112
+361% +$22.4K
NOV icon
2624
NOV
NOV
$7.38B
$30K ﹤0.01%
1,443
-1,334
-48% -$28K
POCT icon
2625
Innovator US Equity Power Buffer ETF October
POCT
$973M
$30K ﹤0.01%
1,000
– –
103 104
105
106 107

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.