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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WRAP icon
2601
Wrap Technologies
WRAP
$104M
$15K ﹤0.01%
2,000
-2,000
-50% -$13.7K
XP icon
2602
XP
XP
$8.39B
$15K ﹤0.01%
350
– –
RVNC
2603
DELISTED
Revance Therapeutics, Inc.
RVNC
$15K ﹤0.01%
517
– –
SWAV
2604
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$15K ﹤0.01%
81
+12
+17% +$1.96K
ABCM
2605
DELISTED
Abcam PLC
ABCM
$15K ﹤0.01%
+840
New +$16.7K
AUY
2606
DELISTED
Yamana Gold, Inc.
AUY
$15K ﹤0.01%
+3,604
New +$17.5K
HMHC
2607
DELISTED
Houghton Mifflin Harcourt Company
HMHC
$15K ﹤0.01%
1,398
+126
+10% +$1.19K
CSTL icon
2608
Castle Biosciences
CSTL
$979M
$14K ﹤0.01%
200
-1
-0.5% -$66
CTMX icon
2609
CytomX Therapeutics
CTMX
$753M
$14K ﹤0.01%
2,349
– –
ESNT icon
2610
Essent Group
ESNT
$6.33B
$14K ﹤0.01%
318
+1
+0.3% +$48
FLR icon
2611
Fluor
FLR
$7.96B
$14K ﹤0.01%
847
– –
HOOK
2612
DELISTED
HOOKIPA Pharma
HOOK
$14K ﹤0.01%
+160
New +$21.3K
IOSP icon
2613
Innospec
IOSP
$2.28B
$14K ﹤0.01%
162
+14
+9% +$1.39K
LOCO icon
2614
El Pollo Loco
LOCO
$462M
$14K ﹤0.01%
817
– –
ORGN
2615
DELISTED
Origin Materials
ORGN
$14K ﹤0.01%
58
-17
-23% -$5.06K
OUSA icon
2616
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$764M
$14K ﹤0.01%
351
+1
+0.3% +$41
PAY icon
2617
Paymentus
PAY
$4.86B
$14K ﹤0.01%
+400
New +$12.5K
REI icon
2618
Ring Energy
REI
$339M
$14K ﹤0.01%
5,000
– –
SCHC icon
2619
Schwab International Small-Cap Equity ETF
SCHC
$5.66B
$14K ﹤0.01%
355
+1
+0.3% +$42
SCYX icon
2620
SCYNEXIS
SCYX
$52M
$14K ﹤0.01%
+254
New +$16K
SPAB icon
2621
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.77B
$14K ﹤0.01%
498
+215
+76% +$6.41K
SPB icon
2622
Spectrum Brands
SPB
$2.07B
$14K ﹤0.01%
179
+89
+99% +$7.85K
SPSC icon
2623
SPS Commerce
SPSC
$2.64B
$14K ﹤0.01%
146
-334
-70% -$33K
TMDX icon
2624
Transmedics
TMDX
$2.91B
$14K ﹤0.01%
433
– –
VSAT icon
2625
Viasat
VSAT
$11.1B
$14K ﹤0.01%
294
-149
-34% -$7.4K
103 104
105
106 107

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.