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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+16.85%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$13.2B
AUM Growth
+$2.53B
Cap. Flow
+$1B
Cap. Flow %
7.59%
Top 10 Hldgs %
23.93%
Holding
3,118
New
401
Increased
1,400
Reduced
617
Closed
168

Top Buys

Rank Stock Value
1
BABA icon
Alibaba
BABA
+$120M
2
GL icon
Globe Life
GL
+$115M
3
MPT
Medical Properties Trust
MPT
+$91.5M
4
ACGL icon
Arch Capital
ACGL
+$69.2M
5
AMZN icon
Amazon
AMZN
+$45.6M

Top Sells

Rank Stock Value
1
PGR icon
Progressive
PGR
+$138M
2
GSK icon
GSK
GSK
+$98.7M
3
CCK icon
Crown Holdings
CCK
+$92.3M
4
AWK icon
American Water Works
AWK
+$54M
5
SEDG icon
SolarEdge
SEDG
+$45.7M

Sector Composition

Rank Sector Weight
1 Technology 20.64%
2 Financials 15.05%
3 Healthcare 13.07%
4 Consumer Discretionary 9.61%
5 Communication Services 7.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HMSY
2601
DELISTED
HMS Holdings Corp.
HMSY
$3K ﹤0.01%
104
+52
+100% +$1.58K
IBDN
2602
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$3K ﹤0.01%
155
– –
ABG icon
2603
Asbury Automotive
ABG
$3.85B
$2K ﹤0.01%
+20
New +$2.48K
ADNT icon
2604
Adient
ADNT
$1.5B
$2K ﹤0.01%
83
+30
+57% +$846
AHRT
2605
AH Realty Trust
AHRT
$517M
$2K ﹤0.01%
+190
New +$1.92K
AMRC icon
2606
Ameresco
AMRC
$1.36B
$2K ﹤0.01%
51
+39
+325% +$1.68K
AMX icon
2607
America Movil
AMX
$71.2B
$2K ﹤0.01%
168
-26
-13% -$353
BAP icon
2608
Credicorp
BAP
$30.7B
$2K ﹤0.01%
+16
New +$2.22K
BWG
2609
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$131M
$2K ﹤0.01%
+214
New +$2.53K
CADE
2610
DELISTED
Cadence Bank
CADE
$2K ﹤0.01%
+77
New +$1.95K
CLLS
2611
Cellectis
CLLS
$285M
$2K ﹤0.01%
110
-29
-21% -$651
CPK icon
2612
Chesapeake Utilities
CPK
$3.21B
$2K ﹤0.01%
25
+11
+79% +$1.1K
CPRX
2613
DELISTED
Catalyst Pharmaceutical
CPRX
$2K ﹤0.01%
+600
New +$2.02K
CUZ icon
2614
Cousins Properties
CUZ
$4.88B
$2K ﹤0.01%
85
+27
+47% +$835
CYH icon
2615
Community Health Systems
CYH
$423M
$2K ﹤0.01%
396
– –
DBX icon
2616
Dropbox
DBX
$8.12B
$2K ﹤0.01%
125
– –
EAF icon
2617
GrafTech
EAF
$212M
$2K ﹤0.01%
20
– –
EFR
2618
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$2K ﹤0.01%
225
– –
EOSE icon
2619
Eos Energy Enterprises
EOSE
$1.51B
$2K ﹤0.01%
+100
New +$1.29K
ESE icon
2620
ESCO Technologies
ESE
$7.92B
$2K ﹤0.01%
28
+12
+75% +$1.13K
FSS icon
2621
Federal Signal
FSS
$7.83B
$2K ﹤0.01%
89
+42
+89% +$1.33K
FUL icon
2622
H.B. Fuller
FUL
$3.28B
$2K ﹤0.01%
+48
New +$2.43K
FULT icon
2623
Fulton Financial
FULT
$4.64B
$2K ﹤0.01%
+194
New +$2.31K
GATX icon
2624
GATX Corp
GATX
$6.27B
$2K ﹤0.01%
36
+23
+177% +$1.76K
GBCI icon
2625
Glacier Bancorp
GBCI
$6.35B
$2K ﹤0.01%
+46
New +$1.86K
103 104
105
106 107

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Rockefeller Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rockefeller Capital Management held 3,118 positions worth $13.2B, up 24% from $10.7B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $1B of net new capital in Q4 2020, opening 401 new positions and adding to 1,400 existing holdings. Its largest new stake was BridgeBio Pharma: 777,031 shares worth $55.3M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Progressive, an estimated $138M trimmed.

  • Rockefeller Capital Management's largest Q4 2020 buy was BridgeBio Pharma: 777,031 shares worth $55.3M.
  • Rockefeller Capital Management added most to Alibaba in Q4 2020, an estimated $120M increase.
  • Rockefeller Capital Management's biggest Q4 2020 reduction was Progressive, cutting an estimated $138M.
  • Rockefeller Capital Management fully exited Unilever NV New York Registry Shares in Q4 2020, selling an estimated $1.67M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $13.2B portfolio in Q4 2020.
  • Rockefeller Capital Management opened 401 new positions and closed 168 in Q4 2020.
  • Rockefeller Capital Management's portfolio value rose 24% quarter-over-quarter to $13.2B.

Based on Rockefeller Capital Management's 13F filing for Q4 2020, filed 12 Feb 2021.