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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLVM icon
2576
Sylvamo
SLVM
$1.6B
$33K ﹤0.01%
685
-215
-24% -$10.3K
STAG icon
2577
STAG Industrial
STAG
$7.09B
$33K ﹤0.01%
1,033
+20
+2% +$626
SWBI icon
2578
Smith & Wesson
SWBI
$636M
$33K ﹤0.01%
3,812
– –
WASH icon
2579
Washington Trust Bancorp
WASH
$735M
$33K ﹤0.01%
700
-28
-4% -$1.35K
DM
2580
DELISTED
Desktop Metal, Inc.
DM
$33K ﹤0.01%
2,450
+500
+26% +$10.4K
BSJO
2581
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$33K ﹤0.01%
1,497
-495
-25% -$10.9K
SIX
2582
DELISTED
Six Flags Entertainment Corp.
SIX
$33K ﹤0.01%
1,425
+559
+65% +$12K
AFG icon
2583
American Financial Group
AFG
$11.9B
$32K ﹤0.01%
237
+9
+4% +$1.23K
APPN icon
2584
Appian
APPN
$2.55B
$32K ﹤0.01%
1,013
+5
+0.5% +$197
BETZ icon
2585
Roundhill Sports Betting & iGaming ETF
BETZ
$49.5M
$32K ﹤0.01%
2,235
-1,659
-43% -$24.4K
BMVP icon
2586
Invesco Bloomberg MVP Multi-factor ETF
BMVP
$106M
$32K ﹤0.01%
948
– –
FNV icon
2587
Franco-Nevada
FNV
$46.5B
$32K ﹤0.01%
235
-2,041
-90% -$270K
FOR icon
2588
Forestar Group
FOR
$1.46B
$32K ﹤0.01%
2,100
– –
OVV icon
2589
Ovintiv
OVV
$17.6B
$32K ﹤0.01%
637
+81
+15% +$4.23K
PAHC icon
2590
Phibro Animal Health
PAHC
$1.39B
$32K ﹤0.01%
2,494
+2,484
+24,840% +$33.3K
PARAA
2591
DELISTED
Paramount Global Class A
PARAA
$32K ﹤0.01%
1,688
– –
TRND icon
2592
Pacer Trendpilot Fund of Funds ETF
TRND
$63.6M
$32K ﹤0.01%
1,228
+25
+2% +$668
TRS icon
2593
TriMas Corp
TRS
$1.43B
$32K ﹤0.01%
1,188
-110
-8% -$2.94K
IXSE
2594
DELISTED
WisdomTree India Ex-State-Owned Enterprises Fund
IXSE
$32K ﹤0.01%
1,020
– –
ADNT icon
2595
Adient
ADNT
$1.44B
$31K ﹤0.01%
949
-154
-14% -$5.38K
BBLU icon
2596
EA Bridgeway Blue Chip ETF
BBLU
$463M
$31K ﹤0.01%
+3,891
New +$41.2K
BFH icon
2597
Bread Financial
BFH
$4.38B
$31K ﹤0.01%
842
+530
+170% +$19.1K
BOCT icon
2598
Innovator US Equity Buffer ETF October
BOCT
$289M
$31K ﹤0.01%
1,000
– –
CRGY icon
2599
Crescent Energy
CRGY
$4.03B
$31K ﹤0.01%
2,616
– –
EAT icon
2600
Brinker International
EAT
$9.76B
$31K ﹤0.01%
+1,000
New +$31.4K
102 103
104
105 106

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.